DFX Intelligence

C•••• F•••• I••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

C•••• F•••• I••••••

Advisor at H•••••••• P••••••• P•••••••

DOWNERS GROVE, IL

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Search this name across graphsid dfx:ria:7f44827d-8a51-7bd0-913c-9bff37a0e098

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 28, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• P••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 11, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• P••••••• P•••••••	Independent wealth	Dec 8, 2021	n/a	yes	DOWNERS GROVE, IL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Sep 8, 2009	n/a	yes	DOWNERS GROVE, IL	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••••• A•••••• G••••• L••	H•••••••• P••••••• P•••••••	Dec 31, 2021	Dec 8, 2021	-23	Bulk transfer	RIA to new firm
S•••••• 1• F•••••••• G••••	H•••••••• A•••••• G••••• L••	Jan 22, 2016	Jun 13, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
226568:163768:IL:2016-01-22	Jan 22, 2016	Jun 13, 2016	LOMBARD, IL	Firm change

Relationships

Registered with (5)

→ H•••••••• P••••••• P•••••••Registered adviserregistration: current employment
Dec 8, 2021 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Sep 8, 2009 to presentfactForm ADV
→ H•••••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Jun 13, 2016 to Dec 31, 2021factForm ADV
→ S•••••• 1• F•••••••• G••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7f44827d-8a51-7bd0-913c-9bff37a0e098
First observed: May 28, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.