DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L•• F•••••••• L••
MADISON, FL | ALPHARETTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Aug 21, 2023 | n/a | yes | ALPHARETTA, GA|MADISON, FL | Current employment |
| R•• T•••••••• L•• | State registered | Mar 31, 2016 | Nov 22, 2023 | no | MT. PLEASANT, SC|Mt. Pleasant, SC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•• T•••••••• L•• | L•• F•••••••• L•• | Nov 22, 2023 | Aug 21, 2023 | -93 | Firm change after gap | Other |
| W••••• E••••••••• • P••••••••• | R•• T•••••••• L•• | Oct 17, 2023 | Mar 31, 2016 |
| W••••• E••••••••• • P••••••••• | Former SEC adviser | Dec 12, 2014 | Oct 17, 2023 | no | ALPHARETTA, GA | Previous registration |
| R••••••• H••••••• I••••••••• A•••••••• I••• | Former SEC adviser | May 23, 2008 | Dec 31, 2014 | no | ALPHARETTA, GA|ROSWELL, GA | Previous registration |
| R••••••• H••••••• G•••• L•• | n/a | Mar 30, 2004 | Dec 31, 2007 | no | NAPLES, FL|MARIETTA, GA|ALPHARETTA, GA | Previous registration |
| O••••••••• S••••••••• I••• | Bd affiliated wealth | Mar 12, 2003 | Apr 3, 2004 | no | MARIETTA, GA | Previous registration |
| -2,756 |
| Firm change after gap |
| RIA to state RIA |
| R••••••• H••••••• I••••••••• A•••••••• I••• | W••••• E••••••••• • P••••••••• | Dec 31, 2014 | Dec 12, 2014 | -19 | Firm change | Other |
| R••••••• H••••••• G•••• L•• | R••••••• H••••••• I••••••••• A•••••••• I••• | Dec 31, 2007 | May 23, 2008 | 144 | Firm change | Other |
| O••••••••• S••••••••• I••• | R••••••• H••••••• G•••• L•• | Apr 3, 2004 | Mar 30, 2004 | -4 | Firm change | Other |