DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Darrin Stuart Cohen

LPL Financial LLCBD affiliatedMadison, Fl dual registrantIAPD 2488435

Feed of 09/15/2026

Also filed as Darrin Cohen

At current firm

3 y

since Aug 21, 2023

In the industry

32 y

since Jun 21, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Aug 21, 2023 · Alpharetta, Ga
Red Triangle, LLC state registered
Mar 31, 2016 to Nov 22, 2023 · Mt. Pleasant, Sc
Wealth Enhancement & Preservation former
Dec 12, 2014 to Oct 17, 2023 · Alpharetta, Ga
Resource Horizons Investment Advisory, Inc. former
May 23, 2008 to Dec 31, 2014 · Alpharetta, Ga
Resource Horizons Group LLC unclassified
Mar 30, 2004 to Dec 31, 2007 · Naples, Fl
Oneamerica Securities, Inc. BD affiliated
Mar 12, 2003 to Apr 3, 2004 · Marietta, Ga

Moves

a registration end followed by a registration begin elsewhere

Red Triangle, LLC to LPL Financial LLC
left Nov 22, 2023, registered Aug 21, 2023 (-93 days) · Other
Wealth Enhancement & Preservation to Red Triangle, LLC
left Oct 17, 2023, registered Mar 31, 2016 (-2756 days) · RIA to a state-registered adviser
Resource Horizons Investment Advisory, Inc. to Wealth Enhancement & Preservation
left Dec 31, 2014, registered Dec 12, 2014 (-19 days) · Other
Resource Horizons Group LLC to Resource Horizons Investment Advisory, Inc.
left Dec 31, 2007, registered May 23, 2008 (144 days) · Other
Oneamerica Securities, Inc. to Resource Horizons Group LLC
left Apr 3, 2004, registered Mar 30, 2004 (-4 days) · Other

Signals

Darrin Stuart Cohen left Red Triangle, Llc for Lpl Financial Llc (registered 2023-08-21)
Nov 22, 2023 · Advisor changed firm · fact
Darrin Stuart Cohen left Wealth Enhancement & Preservation for Red Triangle, Llc (registered 2016-03-31)
Oct 17, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address