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Advisor at BNY MELLON SECURITIES CORPORATION
Naples, FL | New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BNY MELLON SECURITIES CORPORATION | Other adviser | Jul 20, 2012 | n/a | yes | New York, NY|Naples, FL | Current employment |
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | Asset manager | May 1, 2010 | May 21, 2012 | no | MINNEAPOLIS, MN|BOSTON, MA | Previous registration |
| BOFA ADVISORS, LLC | Former SEC adviser | Oct 6, 2009 | May 1, 2010 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | BNY MELLON SECURITIES CORPORATION | May 21, 2012 | Jul 20, 2012 | 60 | Firm change | Other |
| BOFA ADVISORS, LLC | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | May 1, 2010 | May 1, 2010 | 0 | Bulk transfer | Other |