DFX Intelligence

Data Factory

S••••• D••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

S••••• D••• K••••••

Advisor at O•••• W•••••• I•••

HAYDEN, ID

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7f70769e-14d0-e09c-64a1-37c9d1fc98f3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 27, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 17, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	May 31, 2024	n/a	yes	HAYDEN, ID	Current employment
F•• S••••••••• C•••••••••	Former SEC adviser	Jun 25, 2013	Sep 2, 2016	no	ATLANTA, GA\|HAYDEN, ID

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T•• R••••••••• G••••• L••	F•• S••••••••• C•••••••••	Jun 10, 2024	Jun 25, 2013	-4,003	Firm change after gap	Other
F•• S••••••••• C•••••••••	O•••• W•••••• I•••	Sep 2, 2016

Relationships

Registered with (4)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
May 31, 2024 to presentfactForm ADV
→ T•• R••••••••• G••••• L••Registered adviserregistration: previous registration
Mar 31, 2011 to Jun 10, 2024factForm ADV
→ F•• S••••••••• C•••••••••Registered adviserregistration: previous registration
Jun 25, 2013 to Sep 2, 2016factForm ADV
→ Q•• F•••••••• L••Registered adviser

Dated events

Occurred
Jun 10, 2024
Advisor changed firm
S••••• D••• K•••••• left T•• R••••••••• G••••• L•• for F•• S••••••••• C••••••••• (registered 2013-06-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7f70769e-14d0-e09c-64a1-37c9d1fc98f3
First observed: May 27, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.