DFX Intelligence

D•••• L•• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

D•••• L•• P••••••

Advisor at M••••••

Fargo, ND

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Search this name across graphsid dfx:ria:7f721ed2-0247-1d56-fb28-d94f31c23685

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jun 11, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 4, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Nov 19, 2024	n/a	yes	Fargo, ND	Current employment
S•••••• F•••••••• G••••• L•••••	Independent wealth	Sep 16, 2024	Dec 5, 2024	no	FARGO, ND\|AKRON, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• F•••••••• G••••• L•••••	M••••••	Dec 5, 2024	Nov 19, 2024	-16	Firm change	RIA to ibd
E••• B••••• A•••••••• L••	S•••••• F•••••••• G••••• L•••••	Nov 15, 2024	Sep 16, 2024

Relationships

Registered with (5)

→ M••••••Registered adviserregistration: current employment
Nov 19, 2024 to presentfactForm ADV
→ S•••••• F•••••••• G••••• L•••••Registered adviserregistration: previous registration
Sep 16, 2024 to Dec 5, 2024factForm ADV
→ E••• B••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 29, 2007 to Nov 15, 2024factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Dec 5, 2024
Advisor changed firm
D•••• L•• P•••••• left S•••••• F•••••••• G••••• L••••• for Mariner (registered 2024-11-19)
Form ADVobserved 7 days ago
Occurred
Nov 15, 2024
Advisor changed firm
D•••• L•• P•••••• left E••• B••••• A•••••••• L•• for S•••••• F•••••••• G••••• L••••• (registered 2024-09-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7f721ed2-0247-1d56-fb28-d94f31c23685
First observed: Jun 11, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.