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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

LANCE FAIRBANKS HALLAM

Advisor at VOYA INVESTMENT MANAGEMENT CO. LLC

Severna Park, MD | NEW YORK, NY

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Search this name across graphsid dfx:ria:7f7e84eb-cf0c-6ae9-b0a9-a89d564ce758

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Dec 31, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VOYA INVESTMENT MANAGEMENT CO. LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 6, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 17
Exams: S65|S63
First exam: Nov 6, 1992
First registration: Dec 31, 2001
Dual registered: yes, broker-dealer
Other names: LANCE FAIRBANKS HALLAM|Lance Hallam
IAPD individual key: 2271389

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VOYA INVESTMENT MANAGEMENT CO. LLC	Asset manager	Oct 20, 2025	n/a	yes	NEW YORK, NY\|Severna Park, MD	Current employment
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Apr 5, 2024	Oct 22, 2025	no	Severna Park, MD\|WESTWOOD, MA	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Apr 21, 2009	Oct 6, 2023	no	WASHINGTON, DC\|DAVIDSONVILLE, MD\|BOSTON, MA\|WASHINGTON, DC\|CHARLOTTESVILLE, VA\|WASHINGTON, DC\|WASHINGTON, DC\|FAIRFAX, VA\|Severna Park, MD\|ATLANTA, GA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Jan 5, 2009	Apr 2, 2009	no	ANNAPOLIS, MD\|ANNAPOLIS, MD\|BOSTON, MA\|COLUMBIA, MD	Previous registration
BOFA ADVISORS, LLC	Former SEC adviser	Apr 8, 2005	Dec 31, 2008	no	BOSTON, MA\|ANNAPOLIS, MD	Previous registration
BACAP DISTRIBUTORS, LLC	n/a	Jan 1, 2003	Apr 18, 2005	no	CHARLOTTE, NC	Previous registration
Stephens	Bd affiliated wealth	Dec 31, 2001	Jan 1, 2003	no	CHARLOTTE , NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIZENS SECURITIES, INC.	VOYA INVESTMENT MANAGEMENT CO. LLC	Oct 22, 2025	Oct 20, 2025	-2	Firm change	Other
ADVICE AND PLANNING SERVICES	CITIZENS SECURITIES, INC.	Oct 6, 2023	Apr 5, 2024	182	Firm change	Ibd to ibd
BANC OF AMERICA INVESTMENT SERVICES, INC.	ADVICE AND PLANNING SERVICES	Apr 2, 2009	Apr 21, 2009	19	Firm change	Other
BOFA ADVISORS, LLC	BANC OF AMERICA INVESTMENT SERVICES, INC.	Dec 31, 2008	Jan 5, 2009	5	Firm change	Other
BACAP DISTRIBUTORS, LLC	BOFA ADVISORS, LLC	Apr 18, 2005	Apr 8, 2005	-10	Firm change	Other
Stephens	BACAP DISTRIBUTORS, LLC	Jan 1, 2003	Jan 1, 2003	0	Firm change	Other

Relationships

Registered with (7)

→ VOYA INVESTMENT MANAGEMENT CO. LLCRegistered adviserregistration: current employment
Oct 20, 2025 to presentfactForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Apr 5, 2024 to Oct 22, 2025factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Apr 21, 2009 to Oct 6, 2023factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jan 5, 2009 to Apr 2, 2009factForm ADV
→ BOFA ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 8, 2005 to Dec 31, 2008factForm ADV
→ BACAP DISTRIBUTORS, LLCRegistered adviserregistration: previous registration
Jan 1, 2003 to Apr 18, 2005factForm ADV
→ STEPHENSRegistered adviserregistration: previous registration
Dec 31, 2001 to Jan 1, 2003factForm ADV

Dated events

Occurred
Oct 22, 2025
Advisor changed firm
Lance Fairbanks Hallam left Citizens Securities, Inc. for Voya Investment Management Co. Llc (registered 2025-10-20)
Form ADVobserved 5 days ago
Occurred
Oct 6, 2023
Advisor changed firm
Lance Fairbanks Hallam left Advice And Planning Services for Citizens Securities, Inc. (registered 2024-04-05)
Form ADVobserved 5 days ago