DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Park Falls, WI | Vero Beach, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Nov 3, 2025 | n/a | yes | Park Falls, WI|Vero Beach, FL | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Oct 30, 2024 | Nov 3, 2025 | no | Park Falls, WI|WALTHAM, MA|Vero Beach, FL | Previous registration |
| LEVEL FOUR ADVISORY SERVICES | Bd affiliated wealth | Dec 21, 2021 | Oct 29, 2024 | no | DALLAS, TX | Previous registration |
| HARBOR FINANCIAL SERVICES, LLC | Former SEC adviser | Dec 4, 2007 | Dec 21, 2021 | no | DALLAS, TX|MOBILE, AL|VERO BEACH, FL|Louisville, KY|MOBILE, AL|Dallas, TX|Huntington, WV|OVIDEO, FL | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Dec 14, 2005 | Aug 3, 2007 | no | VERO BEACH, FL|VERO BEACH, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Nov 3, 2025 | Nov 3, 2025 | 0 | Firm change | Ibd to ibd |
| LEVEL FOUR ADVISORY SERVICES | COMMONWEALTH FINANCIAL NETWORK | Oct 29, 2024 | Oct 30, 2024 | 1 | Firm change | Ibd to ibd |
| HARBOR FINANCIAL SERVICES, LLC | LEVEL FOUR ADVISORY SERVICES | Dec 21, 2021 | Dec 21, 2021 | 0 | Firm change | Ibd to ibd |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | HARBOR FINANCIAL SERVICES, LLC | Aug 3, 2007 | Dec 4, 2007 | 123 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8032:149018:FL:2025-10-31 | Nov 3, 2025 | Nov 3, 2025 | VERO BEACH, FL | Firm change |