DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Robert Arthur Oliver Anderson

Raymond James Financial Services Advisors, IncBD affiliatedPark Falls, Wi dual registrantIAPD 3159994

Feed of 09/14/2026

Also filed as Bob Anderson

At current firm

0 y

since Nov 3, 2025

In the industry

27 y

since Dec 30, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Raymond James Financial Services Advisors, Inc BD affiliated current
since Nov 3, 2025 · Park Falls, Wi
Commonwealth Financial Network national BD
Oct 30, 2024 to Nov 3, 2025 · Park Falls, Wi
Level Four Advisory Services BD affiliated
Dec 21, 2021 to Oct 29, 2024 · Dallas, Tx
Harbor Financial Services, LLC former
Dec 4, 2007 to Dec 21, 2021 · Dallas, Tx
Raymond James Financial Services, Inc. unclassified
Dec 14, 2005 to Aug 3, 2007 · Vero Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

Commonwealth Financial Network to Raymond James Financial Services Advisors, Inc
left Nov 3, 2025, registered Nov 3, 2025 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
Level Four Advisory Services to Commonwealth Financial Network
left Oct 29, 2024, registered Oct 30, 2024 (1 days) · Affiliated broker-dealer or bank to another
Harbor Financial Services, LLC to Level Four Advisory Services
left Dec 21, 2021, registered Dec 21, 2021 (0 days) · Affiliated broker-dealer or bank to another
Raymond James Financial Services, Inc. to Harbor Financial Services, LLC
left Aug 3, 2007, registered Dec 4, 2007 (123 days) · Other

Signals

Robert Arthur Oliver Anderson left Commonwealth Financial Network for Raymond James Financial Services Advisors, Inc (registered 2025-11-03)
Nov 3, 2025 · Advisor changed firm · fact
Robert Arthur Oliver Anderson left Level Four Advisory Services for Commonwealth Financial Network (registered 2024-10-30)
Oct 29, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address