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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

AARON DANIEL SCHEID

Advisor at CHARLES SCHWAB & CO., INC.

Westlake, TX

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Search this name across graphsid dfx:ria:7f8d1273-8ac7-98bb-b344-b8f3546d15cf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Nov 20, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 15, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Nov 15, 1999
First registration: Nov 20, 2009
Dual registered: yes, broker-dealer
IAPD individual key: 4002856

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	May 11, 2021	n/a	yes	Westlake, TX	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Mar 13, 2018	May 11, 2021	no	Indian Wells, CA\|Southlake, TX\|MURRIETA, CA\|Indian Wells, CA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Mar 13, 2018	May 10, 2021	no	OMAHA, NE\|Indian Wells, CA\|St. Louis, MO\|TRAVERSE CITY, MI\|WestLake, TX\|MURRIETA, CA\|Indian Wells, CA	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Sep 22, 2016	Mar 13, 2018	no	SAINT LOUIS, MO	Previous registration
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC	Independent wealth	Jul 31, 2013	Oct 25, 2013	no	NEWPORT BEACH, CA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 9, 2012	May 2, 2013	no	MISSION VIEJO, CA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Feb 9, 2012	May 2, 2013	no	MISSION VIEJO, CA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Mar 16, 2011	Jan 23, 2012	no	HUNTINGTON BEACH, CA\|HUNTINGTON BEACH, CA\|FOUNTAIN VALLEY, CA	Previous registration
HOWARD CAPITAL MANAGEMENT	Former SEC adviser	Nov 20, 2009	Sep 15, 2010	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	May 11, 2021	May 11, 2021	0	Channel change	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	May 10, 2021	Mar 13, 2018	-1,154	Channel change	Other
SCOTTRADE INVESTMENT MANAGEMENT	TD AMERITRADE, INC.	Mar 13, 2018	Mar 13, 2018	0	Channel change	Other
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC	SCOTTRADE INVESTMENT MANAGEMENT	Oct 25, 2013	Sep 22, 2016	1,063	Firm change after gap	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	May 2, 2013	Feb 9, 2012	-448	Firm change after gap	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	May 2, 2013	Feb 9, 2012	-448	Channel change	Other
CHASE INVESTMENT SERVICES CORP.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jan 23, 2012	Feb 9, 2012	17	Firm change	Other
HOWARD CAPITAL MANAGEMENT	CHASE INVESTMENT SERVICES CORP.	Sep 15, 2010	Mar 16, 2011	182	Firm change	Other

Relationships

Registered with (7)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
May 11, 2021 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 13, 2018 to May 11, 2021factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Mar 13, 2018 to May 10, 2021factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Sep 22, 2016 to Mar 13, 2018factForm ADV
→ SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 31, 2013 to Oct 25, 2013factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Mar 16, 2011 to Jan 23, 2012factForm ADV
→ HOWARD CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Nov 20, 2009 to Sep 15, 2010factForm ADV

Dated events

No dated event names this entity yet.