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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

HOWARD CAPITAL MANAGEMENT

HOWARD CAPITAL MANAGEMENT, INC., CRD 106951

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:89edc799-cf42-99b5-4e63-bd9bac4f326a

Data as of Aug 14, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2012 to Aug 14, 2020
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.5BItem 5.F on the latest filing (2020-08-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.5B
Private client RAUM: $1.1BderivedItem 5.D individuals plus high net worth individuals
Private client share: 75%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 17
Advisory employees: 7
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,308
Individual clients: 146
High net worth clients: 196
Custody, client assets: $343M
SEC number: 801-10188
CRD: 106951
Filings on the tape: 15
First filed: Mar 28, 2012
Latest filed: Aug 14, 2020
Organised: Corporation, New York

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KAPLAN, JASON, DAVID	EVP, DIRECTOR, CHIEF COMPLIANCE OFFICER	C	yes	09/2010	Mar 28, 2012	Aug 14, 2020
ROBINSON, DAVID, ANDREW	PRESIDENT AND DIRECTOR	D	yes	09/2010	Mar 28, 2012	Aug 14, 2020

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 12, 2020	$1.5B	$1.5B	17	7	1	n/a	n/a
2018	Mar 13, 2019	$1.3B	$1.3B	16	8	1	n/a	n/a
2017	Mar 22, 2018	$1.3B	$1.3B	15	7	1	n/a	n/a
2016	Mar 14, 2017	$1.2B	$1.1B	15	7	n/a	n/a	n/a
2015	Mar 17, 2016	$1.1B	$1.0B	16	7	n/a	n/a	n/a
2014	Mar 18, 2015	$1.0B	$1.0B	15	7	n/a	n/a	n/a
2013	Mar 5, 2014	$998M	$987M	14	7	n/a	n/a	n/a
2012	Mar 7, 2013	$781M	$781M	14	7	n/a	n/a	n/a
2011	Mar 28, 2012	$753M	$753M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$1.5B	$1.3B	13.4%	$1.2B	8.9%	17	16	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
HOWARD CAPITAL MANAGEMENT GROUP, LLC	2	Dec 10, 2020	Dec 10, 2020	LOS ANGELES, CA	Channel change	RIA to new firm	66.7%

Relationships

Affiliated with (1)

← RAFFERTY ASSET MANAGEMENT, LLCRegistered adviserother investment adviser
factForm ADV

Controls (2)

← KAPLAN, JASON, DAVIDOwnerEVP, DIRECTOR, CHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 28, 2012 to presentfactForm ADV
← ROBINSON, DAVID, ANDREWOwnerPRESIDENT AND DIRECTOR, ownership code D, individual
Mar 28, 2012 to presentfactForm ADV

Moved with (1)

→ HOWARD CAPITAL MANAGEMENT GROUP, LLCRegistered adviser2 advisors, team lift out, same day
Dec 10, 2020 to Dec 10, 2020factForm ADV

Registered with (7)

← JASON DAVID KAPLANAdvisorregistration: previous registration
Jan 28, 2010 to Dec 10, 2020factForm ADV
← DAVID ANDREW ROBINSONAdvisorregistration: previous registration
Dec 16, 2009 to Dec 10, 2020factForm ADV
← MICHAEL CHARLES WISSELAdvisorregistration: previous registration
Sep 17, 2002 to Dec 10, 2020factForm ADV
← MICHAEL ANDREW PURYEARAdvisorregistration: previous registration
Jun 14, 2011 to Oct 14, 2014factForm ADV
← AARON DANIEL SCHEIDAdvisorregistration: previous registration
Nov 20, 2009 to Sep 15, 2010factForm ADV
← JONATHAN RICE FOSTERAdvisorregistration: previous registration
Sep 17, 2002 to Nov 10, 2009factForm ADV
← MICHAEL RICHARD POWERAdvisorregistration: previous registration
Sep 16, 2002 to Mar 25, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:89edc799-cf42-99b5-4e63-bd9bac4f326a
First observed: Mar 28, 2012
Last observed: Aug 14, 2020 74 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HOWARD CAPITAL MANAGEMENT

HOWARD CAPITAL MANAGEMENT, INC., CRD 106951

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:89edc799-cf42-99b5-4e63-bd9bac4f326a

Data as of Aug 14, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:02 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KAPLAN, JASON, DAVID

EVP, DIRECTOR, CHIEF COMPLIANCE OFFICER

yes

09/2010

Mar 28, 2012

Aug 14, 2020

ROBINSON, DAVID, ANDREW

PRESIDENT AND DIRECTOR

yes

09/2010

Mar 28, 2012

Aug 14, 2020

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 12, 2020

$1.5B

n/a

2018

Mar 13, 2019

$1.3B

n/a

2017

Mar 22, 2018

$1.3B

n/a

2016

Mar 14, 2017

$1.2B

$1.1B

n/a

2015

Mar 17, 2016

$1.1B

$1.0B

n/a

2014

Mar 18, 2015

$1.0B

n/a

2013

Mar 5, 2014

$998M

$987M

n/a

2012

Mar 7, 2013

$781M

n/a

2011

Mar 28, 2012

$753M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$1.5B

$1.3B

13.4%

$1.2B

8.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

HOWARD CAPITAL MANAGEMENT GROUP, LLC

Dec 10, 2020

LOS ANGELES, CA

Channel change

RIA to new firm

66.7%