DFX Intelligence

A••••• R••••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst32 years in industry

A••••• R••••• N•••••

Advisor at S••• C•••••• A•••••••• L••

La Jolla, CA | SIOUX FALLS, SD

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Search this name across graphsid dfx:ria:7fc953e9-f184-27d2-0481-9b9ebfa50007

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 15, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••• C•••••• A•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Mar 25, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••• C•••••• A•••••••• L••	Mixed wealth	Jul 19, 2018	n/a	yes	SIOUX FALLS, SD\|La Jolla, CA	Current employment
B•••••• I••••••••• P•••••••• L•	Other adviser	May 15, 1999	Apr 23, 2018	no	SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••• I••••••••• P•••••••• L•	S••• C•••••• A•••••••• L••	Apr 23, 2018	Jul 19, 2018	87	Firm change	Other

Relationships

Registered with (2)

→ S••• C•••••• A•••••••• L••Registered adviserregistration: current employment
Jul 19, 2018 to presentfactForm ADV
→ B•••••• I••••••••• P•••••••• L•Registered adviserregistration: previous registration
May 15, 1999 to Apr 23, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7fc953e9-f184-27d2-0481-9b9ebfa50007
First observed: May 15, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.