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RIA / WealthAdvisorCertified Financial Planner18 years in industry

JEFF J. KIM

Advisor at GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT

SANTA MONICA, CA

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Search this name across graphsid dfx:ria:7ff51c7e-af03-c508-8b34-081245e3f3dd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 24, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 22, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: May 22, 2008
First registration: Nov 24, 2009
Dual registered: no
Other names: Jeff Kim|JEFF JUN KIM|JEFF J KIM
IAPD individual key: 5466411

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT	Independent wealth	Aug 25, 2023	n/a	yes	SANTA MONICA, CA	Current employment
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Nov 1, 2017	Sep 1, 2023	no	CALABASAS, CA\|Woodland Hills, CA\|SANTA BARBARA, CA\|LOS ANGELES, CA\|SCOTTSDALE, AZ	Previous registration
B.B. GRAHAM & COMPANY, INC.	Independent wealth	Feb 5, 2014	Nov 9, 2017	no	ORANGE, CA\|ORANGE, CA\|LOS ANGELES, CA	Previous registration
SII INVESTMENTS, INC.	Former SEC adviser	May 9, 2013	Jan 21, 2014	no	SAN RAMON, CA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Nov 24, 2009	May 15, 2013	no	LOS ANGELES, CA\|El Segundo, CA\|LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SAGEPOINT FINANCIAL, INC.	GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT	Sep 1, 2023	Aug 25, 2023	-7	Firm change	Ibd to RIA
B.B. GRAHAM & COMPANY, INC.	SAGEPOINT FINANCIAL, INC.	Nov 9, 2017	Nov 1, 2017	-8	Firm change	Other
SII INVESTMENTS, INC.	B.B. GRAHAM & COMPANY, INC.	Jan 21, 2014	Feb 5, 2014	15	Firm change	Other
MML INVESTORS SERVICES, LLC	SII INVESTMENTS, INC.	May 15, 2013	May 9, 2013	-6	Firm change	Other

Relationships

Registered with (5)

→ GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENTRegistered adviserregistration: current employment
Aug 25, 2023 to presentfactForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Nov 1, 2017 to Sep 1, 2023factForm ADV
→ B.B. GRAHAM & COMPANY, INC.Registered adviserregistration: previous registration
Feb 5, 2014 to Nov 9, 2017factForm ADV
→ SII INVESTMENTS, INC.Registered adviserregistration: previous registration
May 9, 2013 to Jan 21, 2014factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Nov 24, 2009 to May 15, 2013factForm ADV

Dated events

Occurred
Sep 1, 2023
Advisor changed firm
Jeff J. Kim left Sagepoint Financial, Inc. for Gerber Kawasaki Wealth & Investment Management (registered 2023-08-25)
Form ADVobserved 6 days ago