RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• J• K••
- G••••• K••••••• W••••• • I••••••••• M••••••••• independent RIA currentsince Aug 25, 2023 · Santa Monica, Ca
- S•••••••• F••••••••• I••• formerNov 1, 2017 to Sep 1, 2023 · Calabasas, Ca
- B••• G••••• • C••••••• I••• independent RIAFeb 5, 2014 to Nov 9, 2017 · Orange, Ca
- S•• I••••••••• I••• formerMay 9, 2013 to Jan 21, 2014 · San Ramon, Ca
- M•• I•••••••• S•••••••• L•• BD affiliatedNov 24, 2009 to May 15, 2013 · Los Angeles, Ca
- S•••••••• F••••••••• I••• to G••••• K••••••• W••••• • I••••••••• M•••••••••left Sep 1, 2023, registered Aug 25, 2023 (-7 days) · Affiliated broker-dealer or bank to independent RIA
- B••• G••••• • C••••••• I••• to S•••••••• F••••••••• I•••left Nov 9, 2017, registered Nov 1, 2017 (-8 days) · Other
- S•• I••••••••• I••• to B••• G••••• • C••••••• I•••left Jan 21, 2014, registered Feb 5, 2014 (15 days) · Other
- M•• I•••••••• S•••••••• L•• to S•• I••••••••• I•••left May 15, 2013, registered May 9, 2013 (-6 days) · Other
- J••• J• K•• left S•••••••• F••••••••• I••• for G••••• K••••••• W••••• • I••••••••• M••••••••• (registered 2023-08-25)Sep 1, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address