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Advisor at AE WEALTH MANAGEMENT, LLC
Hallettsville, TX | Victoria, TX | Spring Branch, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Jan 25, 2024 | n/a | yes | Victoria, TX|Hallettsville, TX|Spring Branch, TX | Current employment |
| ISC ADVISORS, INC. | Mixed wealth | Jun 19, 2013 | May 30, 2017 | no | DALLAS, TX|HALLETTSVILLE, TX | Previous registration |
| INSTITUTIONAL SECURITIES CORPORATION | Former SEC adviser | Apr 23, 2013 | Dec 31, 2013 | no | DALLAS, TX|DALLAS, TX|DALLAS, TX|HALLETSVILLE, TX | Previous registration |
| PLANMEMBER SECURITIES CORPORATION | Independent wealth | Jun 6, 2005 | Oct 26, 2011 | no | Carpinteria, CA|HALLETTSVILLE, TX|HALLETTSVILLE, TX|SAN ANTONIO, TX|VICTORIA, TX|VICTORIA, TX|AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ISC ADVISORS, INC. | AE WEALTH MANAGEMENT, LLC | May 30, 2017 | Jan 25, 2024 | 2,431 | Firm change after gap | Other |
| INSTITUTIONAL SECURITIES CORPORATION | ISC ADVISORS, INC. | Dec 31, 2013 | Jun 19, 2013 | -195 | Firm change after gap | Other |
| PLANMEMBER SECURITIES CORPORATION | INSTITUTIONAL SECURITIES CORPORATION | Oct 26, 2011 | Apr 23, 2013 | 545 | Firm change after gap | Other |