DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Eric James Bludau
Feed of 09/15/2026
At current firm
2 y
since Jan 25, 2024
In the industry
24 y
since Aug 9, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Ae Wealth Management, LLC BD affiliated currentsince Jan 25, 2024 · Victoria, Tx
- Isc Advisors, Inc. mixed wealthJun 19, 2013 to May 30, 2017 · Dallas, Tx
- Institutional Securities Corporation formerApr 23, 2013 to Dec 31, 2013 · Dallas, Tx
- Planmember Securities Corporation independent RIAJun 6, 2005 to Oct 26, 2011 · Carpinteria, Ca
Moves
a registration end followed by a registration begin elsewhere
- Isc Advisors, Inc. to Ae Wealth Management, LLCleft May 30, 2017, registered Jan 25, 2024 (2431 days) · Other
- Institutional Securities Corporation to Isc Advisors, Inc.left Dec 31, 2013, registered Jun 19, 2013 (-195 days) · Other
- Planmember Securities Corporation to Institutional Securities Corporationleft Oct 26, 2011, registered Apr 23, 2013 (545 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address