DFX Intelligence

T••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

T••• H••••

Advisor at M••••• S••••••

Naples, FL

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Search this name across graphsid dfx:ria:800d7855-9b3b-759a-827c-bcdf56461d3b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jan 19, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 18, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Jan 29, 2019	n/a	yes	Naples, FL	Current employment
S•• W•••••	Independent wealth	Jun 20, 2018	Jan 22, 2019	no	NAPLES, FL\|BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• W•••••	M••••• S••••••	Jan 22, 2019	Jan 29, 2019	7	Firm change	RIA to wirehouse
S••••••••• P•••••• W••••• A••••••• L••	S•• W•••••	Sep 10, 2018	Jun 20, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
282303:172832:FL:2018-09-10	Sep 10, 2018	Jun 20, 2018	NAPLES, FL	Firm change after gap

Relationships

Registered with (8)

→ M••••• S••••••Registered adviserregistration: current employment
Jan 29, 2019 to presentfactForm ADV
→ S•• W•••••Registered adviserregistration: previous registration
Jun 20, 2018 to Jan 22, 2019factForm ADV
→ S••••••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Jul 9, 2016 to Sep 10, 2018factForm ADV
→ B•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:800d7855-9b3b-759a-827c-bcdf56461d3b
First observed: Jan 19, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.