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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

STEELBRIDGE PRIVATE WEALTH ADVISORS LLC

CRD 282303

NAPLES, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:03296f34-01fb-574e-46fc-788bd2ff71ad

Data as of Jan 29, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Feb 9, 2016 to Jan 29, 2018
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $111MItem 5.F on the latest filing (2018-01-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $80.7M
Private client RAUM: $111MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 46
Individual clients: 1
High net worth clients: 11
SEC number: 801-107278
CRD: 282303
Filings on the tape: 5
First filed: Feb 9, 2016
Latest filed: Jan 29, 2018
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HAIRE, TATE, SMATHERS	MANAGING MEMBER	D	yes	11/2015	Feb 9, 2016	Jan 29, 2018
TASSONE, JOHN, SALVATORE	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	D	yes	04/2014	Feb 9, 2016	Jan 29, 2018

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Jupiter	FL	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Jan 29, 2018	$111M	$80.7M	3	2	1	n/a	n/a
2016	Mar 17, 2017	$436M	$130M	6	4	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$111M	$436M	-74.7%	n/a	n/a	3	6	1	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SVB WEALTH	2	Sep 10, 2018	Jun 20, 2018	NAPLES, FL	Team lift out	RIA to RIA	100.0%
VERIDI CAPITAL	2	Nov 15, 2017	Jul 16, 2019	NAPLES, FL	Team lift out	Other	50.0%

Relationships

Controls (2)

← TASSONE, JOHN, SALVATOREOwnerMANAGING MEMBER, CHIEF COMPLIANCE OFFICER, ownership code D, individual
Feb 9, 2016 to presentfactForm ADV
← HAIRE, TATE, SMATHERSOwnerMANAGING MEMBER, ownership code D, individual
Feb 9, 2016 to presentfactForm ADV

Moved with (2)

→ VERIDI CAPITALRegistered adviser2 advisors, team lift out, same day
Nov 15, 2017 to Jul 16, 2019factForm ADV
→ SVB WEALTHRegistered adviser2 advisors, team lift out, same day
Sep 10, 2018 to Jun 20, 2018factForm ADV

Registered with (4)

← JOHN SALVATORE TASSONEAdvisorregistration: previous registration
Jul 9, 2016 to Sep 10, 2018factForm ADV
← Tate HaireAdvisorregistration: previous registration
Jul 9, 2016 to Sep 10, 2018factForm ADV
← SIMON GARETH BAKERAdvisorregistration: previous registration
Jul 9, 2016 to Nov 15, 2017factForm ADV
← KING SHAN LIPAdvisorregistration: previous registration
Apr 21, 2016 to Nov 15, 2017factForm ADV

Dated events

Occurred
Feb 9, 2016
First Form ADV filing
Simonbaker & Partners Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:03296f34-01fb-574e-46fc-788bd2ff71ad
First observed: Feb 9, 2016
Last observed: Jan 29, 2018 105 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STEELBRIDGE PRIVATE WEALTH ADVISORS LLC

CRD 282303

NAPLES, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:03296f34-01fb-574e-46fc-788bd2ff71ad

Data as of Jan 29, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:58 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HAIRE, TATE, SMATHERS

MANAGING MEMBER

yes

11/2015

Feb 9, 2016

Jan 29, 2018

TASSONE, JOHN, SALVATORE

MANAGING MEMBER, CHIEF COMPLIANCE OFFICER

yes

04/2014

Feb 9, 2016

Jan 29, 2018

City

State

Country

Employees

Also broker-dealer

Jupiter

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Jan 29, 2018

$111M

$80.7M

n/a

2016

Mar 17, 2017

$436M

$130M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$111M

$436M

-74.7%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SVB WEALTH

Sep 10, 2018

Jun 20, 2018

NAPLES, FL

Team lift out

RIA to RIA

100.0%

VERIDI CAPITAL

Nov 15, 2017

Jul 16, 2019

NAPLES, FL

Team lift out

Other

50.0%