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Advisor at WELLS FARGO ADVISORS
HOMEWOOD, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Mar 6, 2026 | n/a | yes | HOMEWOOD, AL | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Sep 25, 2014 | Mar 6, 2026 | no | BIRMINGHAM, AL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 18, 2005 | Sep 26, 2014 | no | BIRMINGHAM, AL|BIRMINGHAM, AL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Apr 7, 1993 | Mar 16, 2005 | no | BIRMINGHAM, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Mar 6, 2026 | Mar 6, 2026 | 0 | Channel change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Sep 26, 2014 | Sep 25, 2014 | -1 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Mar 16, 2005 | Feb 18, 2005 | -26 | Firm change | Other |