This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

J.P. MORGAN SECURITIES LLC

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S66

First exam

Mar 3, 2020

First registration

Mar 4, 2020

Dual registered

yes, broker-dealer

IAPD individual key

7191563

• Occurred

  Oct 24, 2024
  Advisor changed firm

  Andres Cordero left Wells Fargo Advisors for J.P. Morgan Securities Llc (registered 2024-11-21)

  Form ADVobserved 5 days ago
• Occurred

  Jun 17, 2024
  Advisor changed firm

  Andres Cordero left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Wells Fargo Advisors (registered 2024-07-24)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:80554267-be72-5065-5ce1-462cfc478b23

First observed

Mar 4, 2020

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.