DFX Intelligence

T••••• B•••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

T••••• B•••• A•••••

Advisor at M••••••• I••••••••• N•••••• I•••

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:805f7162-d70b-5920-9e15-0b12ebf936df

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Apr 21, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••• I••••••••• N•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 16, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••• I••••••••• N•••••• I•••	Bd affiliated wealth	Feb 10, 2023	n/a	yes	DALLAS, TX	Current employment
F•• A••••••• S••••••• I•••	Former SEC adviser	Feb 15, 2019	Jul 24, 2019	no	Dallas, TX\|DALLAS, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• S••••••••• I•••	F•• A••••••• S••••••• I•••	Feb 17, 2023	Feb 15, 2019	-1,463	Firm change after gap	Other
F•• A••••••• S••••••• I•••	M••••••• I••••••••• N•••••• I•••	Jul 24, 2019	Feb 10, 2023

Relationships

Registered with (6)

→ M••••••• I••••••••• N•••••• I•••Registered adviserregistration: current employment
Feb 10, 2023 to presentfactForm ADV
→ H•••••• S••••••••• I•••Registered adviserregistration: previous registration
May 26, 2017 to Feb 17, 2023factForm ADV
→ F•• A••••••• S••••••• I•••Registered adviserregistration: previous registration
Feb 15, 2019 to Jul 24, 2019factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Feb 17, 2023
Advisor changed firm
T••••• B•••• A••••• left H•••••• S••••••••• I••• for F•• A••••••• S••••••• I••• (registered 2019-02-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:805f7162-d70b-5920-9e15-0b12ebf936df
First observed: Apr 21, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.