DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas Brian Allred
Feed of 09/14/2026
At current firm
3 y
since Feb 10, 2023
In the industry
33 y
since Sep 16, 1993 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Momentum Independent Network Inc. BD affiliated currentsince Feb 10, 2023 · Dallas, Tx
- Fsw Advisory Services Inc. formerFeb 15, 2019 to Jul 24, 2019 · Dallas, Tx
- Hilltop Securities Inc. BD affiliatedMay 26, 2017 to Feb 17, 2023 · Dallas, Tx
- Wells Fargo Advisors wirehouseApr 21, 2011 to Jun 1, 2017 · Dallas, Tx
- Hilltop Securities Inc. BD affiliatedMay 18, 2007 to May 20, 2011 · Dallas, Tx
- Sanders Morris LLC independent RIAJun 26, 2006 to May 22, 2007 · Dallas, Tx
- Smh Capital Advisors LLC institutionalMar 25, 2003 to Dec 31, 2006 · Houston, Tx
- Wells Fargo Advisors wirehouseApr 21, 1997 to Mar 27, 2003 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- Hilltop Securities Inc. to Fsw Advisory Services Inc.left Feb 17, 2023, registered Feb 15, 2019 (-1463 days) · Other
- Fsw Advisory Services Inc. to Momentum Independent Network Inc.left Jul 24, 2019, registered Feb 10, 2023 (1297 days) · Other
- Wells Fargo Advisors to Hilltop Securities Inc.left Jun 1, 2017, registered May 26, 2017 (-6 days) · Other
- Hilltop Securities Inc. to Wells Fargo Advisorsleft May 20, 2011, registered Apr 21, 2011 (-29 days) · Other
- Sanders Morris LLC to Hilltop Securities Inc.left May 22, 2007, registered May 18, 2007 (-4 days) · Other
- Smh Capital Advisors LLC to Sanders Morris LLCleft Dec 31, 2006, registered Jun 26, 2006 (-188 days) · corporate re-registration, not a move
- Wells Fargo Advisors to Smh Capital Advisors LLCleft Mar 27, 2003, registered Mar 25, 2003 (-2 days) · Other
Signals
- Thomas Brian Allred left Hilltop Securities Inc. for Fsw Advisory Services Inc. (registered 2019-02-15)Feb 17, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address