DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G••• E•••••• K•••••••

C••••• I••••••••• A••••••• L••BD affiliatedHarrisonburg, Vadual registrantIAPD 1364121

Chartered Financial Consultant

Feed of 09/14/2026

At current firm

1 y

since Feb 20, 2025

In the industry

35 y

since Sep 5, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Feb 20, 2025 · Harrisonburg, Va
E••••••• T•••• C•••••• former
Mar 7, 2007 to Sep 30, 2019 · Harrisonburg, Va
C•••••••• F•••••••• G•••• A••••••• former
Feb 22, 2005 to Feb 20, 2025 · Harrisonburg, Va
U•••• F•••••••• S••••••• G••••• I••• unclassified
Jan 6, 2004 to Jan 27, 2005 · Harrisonburg, Va
P••••• I••••••••• M••••••••• I••• asset manager
Jan 31, 2001 to Dec 31, 2002 · Harrisonburg, Va

Moves

a registration end followed by a registration begin elsewhere

C•••••••• F•••••••• G•••• A••••••• to E••••••• T•••• C••••••
left Feb 20, 2025, registered Mar 7, 2007 (-6560 days) · Other · moved with a team
E••••••• T•••• C•••••• to C••••• I••••••••• A••••••• L••
left Sep 30, 2019, registered Feb 20, 2025 (1970 days) · RIA to affiliated broker-dealer or bank · moved with a team
U•••• F•••••••• S••••••• G••••• I••• to C•••••••• F•••••••• G•••• A•••••••
left Jan 27, 2005, registered Feb 22, 2005 (26 days) · Other
P••••• I••••••••• M••••••••• I••• to U•••• F•••••••• S••••••• G••••• I•••
left Dec 31, 2002, registered Jan 6, 2004 (371 days) · Other

Signals

G••• E•••••• K••••••• left C•••••••• F•••••••• G•••• A••••••• for E••••••• T•••• C•••••• (registered 2007-03-07)
Feb 20, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 35derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address