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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)31 years in industry

GARY WARREN DORSEY

Advisor at SILVER OAK SECURITIES, INC.

Jesup, GA

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Search this name across graphsid dfx:ria:807b79f5-2a1f-d8b6-cb00-78680c90a121

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 25, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SILVER OAK SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 19, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Jan 19, 1995
First registration: Feb 25, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 2570922

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SILVER OAK SECURITIES, INC.	Bd affiliated wealth	Apr 25, 2022	n/a	yes	Jesup, GA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 14, 2018	Apr 28, 2022	no	JESUP, GA	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Feb 12, 2009	Feb 20, 2018	no	APPLETON, WI\|JESUP, GA\|APPLETON, WI	Previous registration
CAPITAL RESEARCH AND MANAGEMENT, INC.	n/a	Feb 4, 2008	May 13, 2009	no	JESUP, GA	Previous registration
SUGARLOAF WEALTH MANAGEMENT, LLC	Former SEC adviser	Feb 24, 2005	May 12, 2009	no	n/a	Previous registration
SUGARLOAF WEALTH MANAGEMENT, LLC	Former SEC adviser	Feb 25, 2004	Dec 31, 2004	no	JESUP, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	SILVER OAK SECURITIES, INC.	Apr 28, 2022	Apr 25, 2022	-3	Firm change	RIA to ibd
INVEST FINANCIAL CORPORATION	LPL FINANCIAL LLC	Feb 20, 2018	Feb 14, 2018	-6	Bulk transfer	Other
CAPITAL RESEARCH AND MANAGEMENT, INC.	INVEST FINANCIAL CORPORATION	May 13, 2009	Feb 12, 2009	-90	Firm change after gap	Other
SUGARLOAF WEALTH MANAGEMENT, LLC	CAPITAL RESEARCH AND MANAGEMENT, INC.	May 12, 2009	Feb 4, 2008	-463	Firm change after gap	Other

Relationships

Registered with (5)

→ SILVER OAK SECURITIES, INC.Registered adviserregistration: current employment
Apr 25, 2022 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 14, 2018 to Apr 28, 2022factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Feb 12, 2009 to Feb 20, 2018factForm ADV
→ CAPITAL RESEARCH AND MANAGEMENT, INC.Registered adviserregistration: previous registration
Feb 4, 2008 to May 13, 2009factForm ADV
→ SUGARLOAF WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 24, 2005 to May 12, 2009factForm ADV

Dated events

Occurred
Apr 28, 2022
Advisor changed firm
Gary Warren Dorsey left Lpl Financial Llc for Silver Oak Securities, Inc. (registered 2022-04-25)
Form ADVobserved 4 days ago