DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Gary Warren Dorsey
Certified Financial Planner
Feed of 09/14/2026
At current firm
4 y
since Apr 25, 2022
In the industry
31 y
since Jan 19, 1995 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Silver Oak Securities, Inc. BD affiliated currentsince Apr 25, 2022 · Jesup, Ga
- LPL Financial LLC BD affiliatedFeb 14, 2018 to Apr 28, 2022 · Jesup, Ga
- Invest Financial Corporation formerFeb 12, 2009 to Feb 20, 2018 · Appleton, Wi
- Capital Research And Management, Inc. unclassifiedFeb 4, 2008 to May 13, 2009 · Jesup, Ga
- Sugarloaf Wealth Management, LLC formerFeb 24, 2005 to May 12, 2009
- Sugarloaf Wealth Management, LLC formerFeb 25, 2004 to Dec 31, 2004 · Jesup, Ga
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Silver Oak Securities, Inc.left Apr 28, 2022, registered Apr 25, 2022 (-3 days) · RIA to affiliated broker-dealer or bank
- Invest Financial Corporation to LPL Financial LLCleft Feb 20, 2018, registered Feb 14, 2018 (-6 days) · corporate re-registration, not a move
- Capital Research And Management, Inc. to Invest Financial Corporationleft May 13, 2009, registered Feb 12, 2009 (-90 days) · Other
- Sugarloaf Wealth Management, LLC to Capital Research And Management, Inc.left May 12, 2009, registered Feb 4, 2008 (-463 days) · Other
Signals
- Gary Warren Dorsey left Lpl Financial Llc for Silver Oak Securities, Inc. (registered 2022-04-25)Apr 28, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address