DFX Intelligence

A••••• A•••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

A••••• A•••••• C•••••••

Advisor at L•• F•••••••• L••

PITTSFORD, NY

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Search this name across graphsid dfx:ria:80a66aad-0628-fbd8-8169-00f756bb9083

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 12, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 14, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Feb 25, 2025	n/a	yes	PITTSFORD, NY	Current employment
T•• P•••• G•••• W••••• M••••••••• L••	Independent wealth	Aug 18, 2021	Mar 13, 2025	no	VICTOR, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• P•••• G•••• W••••• M••••••••• L••	L•• F•••••••• L••	Mar 13, 2025	Feb 25, 2025	-16	Firm change	RIA to ibd
W•••• F•••• A•••••••	T•• P•••• G•••• W••••• M••••••••• L••	Oct 4, 2021	Aug 18, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
11025:314685:NY:2021-10-04	Oct 4, 2021	Aug 18, 2021	VICTOR, NY	Firm change after gap

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 5, 2019 to Sep 29, 2020factForm ADV
→ T•• P•••• G•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 18, 2021 to Mar 13, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 19, 2020 to Oct 4, 2021factForm ADV
→ N•••• G••••

Dated events

Occurred
Mar 13, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:80a66aad-0628-fbd8-8169-00f756bb9083
First observed: Mar 12, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.