DFX Intelligence

W•••••• C•••••• D•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

W•••••• C•••••• D•••

Advisor at P••••••••• W••••• A•••••••

FORT LAUDERDALE, FL

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Search this name across graphsid dfx:ria:80bae6f3-a452-03c7-6053-2f5a20944531

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 24, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• W••••• A•••••••	Independent wealth	Nov 19, 2024	n/a	yes	FORT LAUDERDALE, FL	Current employment
C••••••• S••••••••• I•••	Bd affiliated wealth	Jun 28, 2022	Jun 27, 2024	no	PHILADELPHIA, PA\|WESTWOOD, MA\|Hatboro, PA\|Somers Point, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• S••••••••• I•••	P••••••••• W••••• A•••••••	Jun 27, 2024	Nov 19, 2024	145	Firm change	Ibd to RIA
R•• C•••••• M••••••• L••	C••••••• S••••••••• I•••	Jun 28, 2022	Jun 28, 2022

Relationships

Registered with (3)

→ P••••••••• W••••• A•••••••Registered adviserregistration: current employment
Nov 19, 2024 to presentfactForm ADV
→ C••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jun 28, 2022 to Jun 27, 2024factForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Mar 24, 2021 to Jun 28, 2022factForm ADV

Dated events

Occurred
Jun 27, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 28, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:80bae6f3-a452-03c7-6053-2f5a20944531
First observed: Mar 24, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.