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A•• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

A•• B••••

Advisor at T• P•••••• C••••• W••••• L••

EXTON, PA

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Search this name across graphsid dfx:ria:80d5b016-173a-0c59-812f-a5e006618f69

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 20, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T• P•••••• C••••• W••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 16, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T• P•••••• C••••• W••••• L••	Bd affiliated wealth	Dec 12, 2025	n/a	yes	EXTON, PA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	May 23, 2014	Jul 3, 2025	no	WEST CHESTER, PA\|WEST CHESTER, PA\|FORT MILL, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	T• P•••••• C••••• W••••• L••	Jul 3, 2025	Dec 12, 2025	162	Firm change	Ibd to ibd
1•• G••••• A••••••• I••	L•• F•••••••• L••	May 5, 2014	May 23, 2014

Relationships

Registered with (6)

→ T• P•••••• C••••• W••••• L••Registered adviserregistration: current employment
Dec 12, 2025 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 23, 2014 to Jul 3, 2025factForm ADV
→ 1•• G••••• A••••••• I••Registered adviserregistration: previous registration
Dec 3, 2012 to May 5, 2014factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Jul 3, 2025
Advisor changed firm
A•• B•••• left L•• F•••••••• L•• for T• P•••••• C••••• W••••• L•• (registered 2025-12-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:80d5b016-173a-0c59-812f-a5e006618f69
First observed: Mar 20, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.