RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•• B••••
- T• P•••••• C••••• W••••• L•• BD affiliated currentsince Dec 12, 2025 · Exton, Pa
- L•• F•••••••• L•• BD affiliatedMay 23, 2014 to Jul 3, 2025 · West Chester, Pa
- 1•• G••••• A••••••• I•• formerDec 3, 2012 to May 5, 2014 · Dallas, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Dec 6, 2010 · Dallas, Tx
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 9, 2007 to Oct 23, 2009 · Addison, Tx
- A•••••• A••••••• S••••••• formerMar 20, 2007 to Sep 27, 2007 · Dallas, Tx
- L•• F•••••••• L•• to T• P•••••• C••••• W••••• L••left Jul 3, 2025, registered Dec 12, 2025 (162 days) · Affiliated broker-dealer or bank to another
- 1•• G••••• A••••••• I•• to L•• F•••••••• L••left May 5, 2014, registered May 23, 2014 (18 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to 1•• G••••• A••••••• I••left Dec 6, 2010, registered Dec 3, 2012 (728 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- A•••••• A••••••• S••••••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Sep 27, 2007, registered Oct 9, 2007 (12 days) · Other
- A•• B•••• left L•• F•••••••• L•• for T• P•••••• C••••• W••••• L•• (registered 2025-12-12)Jul 3, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address