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Advisor at ETHOS PRIVATE WEALTH
CORAL GABLES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ETHOS PRIVATE WEALTH | Former SEC adviser | Jul 17, 2015 | n/a | yes | CORAL GABLES, FL | Current employment |
| KESTRA PRIVATE WEALTH SERVICES, LLC | Bd affiliated wealth | Jan 31, 2012 | Jul 9, 2013 | no | CORAL GABLES, FL|AUSTIN, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 19, 2002 | Jan 27, 2009 | no | MIAMI, FL|AVENTURA, FL|PITTSBURGH, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KESTRA PRIVATE WEALTH SERVICES, LLC | ETHOS PRIVATE WEALTH | Jul 9, 2013 | Jul 17, 2015 | 738 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | KESTRA PRIVATE WEALTH SERVICES, LLC | Jan 27, 2009 | Jan 31, 2012 | 1,099 | Firm change after gap | Other |