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RIA / WealthAdvisor30 years in industry

DARREN MARC GRAFF

Advisor at GUARDANT WEALTH ADVISORS

MIAMI, FL | Southampton, NY

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Search this name across graphsid dfx:ria:80f6dfb0-2c02-e19f-12d7-23f93ec40cb0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Oct 23, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GUARDANT WEALTH ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 27, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Oct 27, 1995
First registration: Oct 23, 2007
Dual registered: no
IAPD individual key: 2671425

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GUARDANT WEALTH ADVISORS	Independent wealth	Jan 30, 2026	n/a	yes	Southampton, NY\|MIAMI, FL	Current employment
BELPOINTE ASSET MANAGEMENT LLC	Independent wealth	Nov 7, 2022	Feb 19, 2026	no	Southampton, NY\|RENO, NV\|Southampton, NY\|Southampton, NY	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 25, 2013	Nov 23, 2022	no	NEW YORK, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2007	Oct 28, 2013	no	NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BELPOINTE ASSET MANAGEMENT LLC	GUARDANT WEALTH ADVISORS	Feb 19, 2026	Jan 30, 2026	-20	Firm change	RIA to new firm
J.P. MORGAN SECURITIES LLC	BELPOINTE ASSET MANAGEMENT LLC	Nov 23, 2022	Nov 7, 2022	-16	Firm change	Wirehouse to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	J.P. MORGAN SECURITIES LLC	Oct 28, 2013	Oct 25, 2013	-3	Firm change	Wirehouse to wirehouse

Relationships

Registered with (4)

→ GUARDANT WEALTH ADVISORSRegistered adviserregistration: current employment
Jan 30, 2026 to presentfactForm ADV
→ BELPOINTE ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Nov 7, 2022 to Feb 19, 2026factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 25, 2013 to Nov 23, 2022factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 23, 2007 to Oct 28, 2013factForm ADV

Dated events

Occurred
Feb 19, 2026
Advisor changed firm
Darren Marc Graff left Belpointe Asset Management Llc for Guardant Wealth Advisors (registered 2026-01-30)
Form ADVobserved 4 days ago
Occurred
Nov 23, 2022
Advisor changed firm
Darren Marc Graff left J.P. Morgan Securities Llc for Belpointe Asset Management Llc (registered 2022-11-07)
Form ADVobserved 4 days ago