RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• M••• G••••
- G••••••• W••••• A••••••• independent RIA currentsince Jan 30, 2026 · Southampton, Ny
- B•••••••• A•••• M••••••••• L•• independent RIANov 7, 2022 to Feb 19, 2026 · Southampton, Ny
- J••• M••••• S••••••••• L•• wirehouseOct 25, 2013 to Nov 23, 2022 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2007 to Oct 28, 2013 · New York, Ny
- B•••••••• A•••• M••••••••• L•• to G••••••• W••••• A•••••••left Feb 19, 2026, registered Jan 30, 2026 (-20 days) · RIA to a newly registered adviser
- J••• M••••• S••••••••• L•• to B•••••••• A•••• M••••••••• L••left Nov 23, 2022, registered Nov 7, 2022 (-16 days) · Wirehouse to independent RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Oct 28, 2013, registered Oct 25, 2013 (-3 days) · Wirehouse to wirehouse
- D••••• M••• G•••• left B•••••••• A•••• M••••••••• L•• for G••••••• W••••• A••••••• (registered 2026-01-30)Feb 19, 2026 · Advisor changed firm · fact
- D••••• M••• G•••• left J••• M••••• S••••••••• L•• for B•••••••• A•••• M••••••••• L•• (registered 2022-11-07)Nov 23, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address