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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)28 years in industry

CHRISTOPHER MARIO BERTORELLI

Advisor at OCTAVIA WEALTH ADVISORS LLC

SAN DIEGO, CA | CINCINNATI, OH

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Search this name across graphsid dfx:ria:81035df9-e02e-c82f-c537-de3326623627

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 2, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OCTAVIA WEALTH ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 4, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Nov 4, 1997
First registration: May 2, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 2386832

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OCTAVIA WEALTH ADVISORS LLC	Independent wealth	Aug 2, 2023	n/a	yes	SAN DIEGO, CA\|CINCINNATI, OH	Current employment
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	Asset manager	Nov 8, 2018	Aug 11, 2023	no	BOSTON, MA\|BOSTON, MA\|CORONADO, CA	Previous registration
MANULIFE INVESTMENT MANAGEMENT (US) LLC	Asset manager	Jul 7, 2017	Nov 8, 2018	no	BOSTON, MA	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	Jul 31, 2012	Dec 31, 2014	no	BOSTON, MA	Previous registration
MANULIFE INVESTMENT MANAGEMENT (US) LLC	Asset manager	May 3, 2007	Dec 31, 2016	no	BOSTON, MA	Previous registration
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	Asset manager	May 2, 2007	Dec 31, 2010	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	OCTAVIA WEALTH ADVISORS LLC	Aug 11, 2023	Aug 2, 2023	-9	Firm change	Other
MANULIFE INVESTMENT MANAGEMENT (US) LLC	JOHN HANCOCK INVESTMENT MANAGEMENT LLC	Nov 8, 2018	Nov 8, 2018	0	Bulk transfer	Other
MANULIFE INVESTMENT MANAGEMENT (US) LLC	SIGNATOR INVESTORS, INC.	Dec 31, 2016	Jul 31, 2012	-1,614	Channel change	Other
SIGNATOR INVESTORS, INC.	MANULIFE INVESTMENT MANAGEMENT (US) LLC	Dec 31, 2014	Jul 7, 2017	919	Channel change	Other
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	MANULIFE INVESTMENT MANAGEMENT (US) LLC	Dec 31, 2010	May 3, 2007	-1,338	Bulk transfer	Other

Relationships

Registered with (4)

→ OCTAVIA WEALTH ADVISORS LLCRegistered adviserregistration: current employment
Aug 2, 2023 to presentfactForm ADV
→ JOHN HANCOCK INVESTMENT MANAGEMENT LLCRegistered adviserregistration: previous registration
Nov 8, 2018 to Aug 11, 2023factForm ADV
→ MANULIFE INVESTMENT MANAGEMENT (US) LLCRegistered adviserregistration: previous registration
Jul 7, 2017 to Nov 8, 2018factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Jul 31, 2012 to Dec 31, 2014factForm ADV

Dated events

Occurred
Aug 11, 2023
Advisor changed firm
Christopher Mario Bertorelli left John Hancock Investment Management Llc for Octavia Wealth Advisors Llc (registered 2023-08-02)
Form ADVobserved 6 days ago