This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

TRADITION WEALTH MANAGEMENT LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

3

Exams

S63|S65

First exam

Apr 7, 2022

First registration

Apr 20, 2022

Dual registered

yes, broker-dealer

Other names

Maxwel D Fagan|Max Fagan

IAPD individual key

7275617

• Occurred

  Jan 28, 2026
  Advisor changed firm

  Maxwel Daniel Fagan left Ameriprise Financial Services, Llc for Tradition Wealth Management Llc (registered 2026-01-28)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:811c5fbf-498b-c0ff-790a-36b4162af4cd

First observed

Apr 20, 2022

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.