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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

TRADITION WEALTH MANAGEMENT LLC

CRD 128314

EDINA, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e09e2bd4-1632-937c-5363-abde0de3bfa2

Data as of Jun 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 30
Dated events: 4
On other graphs: 0
Observed: Nov 11, 2011 to Jun 12, 2026
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.85 fund_share=0.0 institutional_share=0.14 related_bd=false related_bank=false bd_reps=17.0
Regulatory AUM: $2.6BItem 5.F on the latest filing (2026-06-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.5B
Private client RAUM: $2.2BderivedItem 5.D individuals plus high net worth individuals
Private client share: 85%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 24
RAUM per advisor: $108Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 32
Advisory employees: 30
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 5,771
Individual clients: 1,576
High net worth clients: 579
Custody, client assets: $611M
SEC number: 801-62666
CRD: 128314
Filings on the tape: 29
First filed: Nov 11, 2011
Latest filed: Jun 12, 2026
Organised: Limited Liability Company, MN

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CHADWICK JAMES SCHUMACHER	n/a	EDINA, MN	21	32	n/a	yes
John Leslie Hause	n/a	EDINA, MN \| St. Paul, MN	21	29	n/a	yes
BRADLEY ALLAN JOHNSON	n/a	EDINA, MN	12	34	n/a	yes
DAVID CHRISTIAN ANDERSON	n/a	EDINA, MN	12	19	n/a	yes
CHRISTINE MARIE SORENSEN	n/a	EDINA, MN	12	27	n/a	yes
TIMOTHY CHARLES GUNDERSON	Certified Financial Planner	Woodbury, MN \| EDINA, MN	12	25	n/a	yes
GREGORY ALLEN TREBIL	Certified Financial Planner	EDINA, MN	9	12	2	yes
Mark Sterling Walsingham	n/a	EDINA, MN	8	15	2	yes
JACOB THOMAS TAYLOR	n/a	EDINA, MN	8	11	1	no
ERIC JON PEYTON	n/a	EDINA, MN	8	19	1	yes
Christopher Leivermann	n/a	EDINA, MN	7	13	1	no
Cory Carlson	n/a	EDINA, MN	6	12	n/a	yes
Jack Sowada	n/a	EDINA, MN	6	10	n/a	no
Ryan T Haag	Certified Financial Planner\|Chartered Financial Consultant	EDINA, MN	5	32	1	yes
Carter Matthew Springer	Certified Financial Planner	EDINA, MN	4	13	n/a	no
BENJAMIN M JOHNSON	n/a	EDINA, MN	3	31	1	yes
JON MICHELIZZI	Certified Financial Planner	EDINA, MN	3	31	n/a	yes
Julie Ann Grey	Chartered Financial Analyst	EDINA, MN \| Scottsdale, AZ	3	29	n/a	no
William Bradley Johnson	n/a	EDINA, MN	2	13	1	yes
Tucker RJ Schumacher	n/a	EDINA, MN	1	11	1	yes
Joseph John Hankinson	n/a	EDINA, MN	0	11	n/a	no
Maxwel Daniel Fagan	n/a	Scottsdale, AZ \| EDINA, MN	0	13	1	yes
Joseph Michelizzi	n/a	EDINA, MN	0	10	n/a	no
Tristan Peyton	n/a	Wayzata, MN \| EDINA, MN	0	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SCHUMACHER, CHADWICK, JAMES	Director	C	yes	02/2003	Jun 12, 2026	Jun 12, 2026
Walsingham, Mark, Sterling	CHIEF COMPLIANCE OFFICER	Na	yes	03/2018	Jun 12, 2026	Jun 12, 2026
GUNDERSON, TIMOTHY, CHARLES	Member	B	no	06/2006	Jun 12, 2026	Jun 12, 2026
HAUSE, JOHN, LESLIE	Member	B	no	06/2006	Jun 12, 2026	Jun 12, 2026
JOHNSON, BRADLEY, ALLAN	Member	B	no	06/2006	Jun 12, 2026	Jun 12, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TRADITION WEALTH MANAGEMENT INSURANCE AGENCY	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Scottsdale	Az	United States	2	yes
Woodbury	Mn	United States	2	yes
Wayzata	Mn	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 23, 2026	$2.4B	$2.3B	32	30	3	n/a	n/a
2024	Mar 26, 2025	$2.0B	$1.9B	28	28	3	n/a	n/a
2023	Mar 26, 2024	$1.5B	$1.5B	27	23	3	n/a	n/a
2022	Mar 27, 2023	$1.1B	$1.1B	26	20	2	n/a	n/a
2021	Mar 23, 2022	$1.1B	$1.1B	23	18	2	n/a	n/a
2020	Mar 25, 2021	$848M	$810M	20	16	2	n/a	n/a
2019	Apr 1, 2020	$712M	$700M	20	16	3	n/a	n/a
2018	Mar 27, 2019	$539M	$522M	20	16	4	n/a	n/a
2017	Mar 31, 2018	$466M	$446M	14	14	3	n/a	n/a
2016	Mar 28, 2017	$390M	$388M	9	9	n/a	n/a	n/a
2015	Feb 15, 2016	$327M	$325M	9	8	n/a	n/a	n/a
2014	Mar 11, 2015	$342M	$340M	10	10	n/a	n/a	n/a
2013	Feb 17, 2014	$282M	$280M	10	9	n/a	n/a	n/a
2012	Mar 1, 2013	$196M	$195M	8	7	n/a	n/a	n/a
2011	Feb 22, 2012	$171M	$170M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	3	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.6B	$2.0B	33.5%	$1.1B	33.6%	32	28	3	3

Relationships

Registered with (25)

← Tristan PeytonAdvisorregistration: current employment
Jul 22, 2026 to presentfactForm ADV
← Joseph MichelizziAdvisorregistration: current employment
Feb 19, 2026 to presentfactForm ADV
← Maxwel Daniel FaganAdvisorregistration: current employment
Jan 28, 2026 to presentfactForm ADV
← Joseph John HankinsonAdvisorregistration: current employment
Dec 17, 2025 to presentfactForm ADV
← Tucker RJ SchumacherAdvisorregistration: current employment
Nov 26, 2024 to presentfactForm ADV
← William Bradley JohnsonAdvisorregistration: current employment
Jun 5, 2024 to presentfactForm ADV
← Julie Ann GreyAdvisorregistration: current employment
Aug 2, 2023 to presentfactForm ADV
← JON MICHELIZZIAdvisorregistration: current employment
Apr 5, 2023 to presentfactForm ADV
← BENJAMIN M JOHNSONAdvisorregistration: current employment
Mar 15, 2023 to presentfactForm ADV
← Carter Matthew SpringerAdvisorregistration: current employment
Oct 18, 2021 to presentfactForm ADV
← Ryan T HaagAdvisorregistration: current employment
Feb 1, 2021 to presentfactForm ADV
← Jack SowadaAdvisorregistration: current employment
Mar 14, 2020 to presentfactForm ADV
← Cory CarlsonAdvisorregistration: current employment
Nov 6, 2019 to presentfactForm ADV
← Christopher LeivermannAdvisorregistration: current employment
Jul 17, 2019 to presentfactForm ADV
← ERIC JON PEYTONAdvisorregistration: current employment
Feb 9, 2018 to presentfactForm ADV
← JACOB THOMAS TAYLORAdvisorregistration: current employment
Nov 25, 2017 to presentfactForm ADV
← Mark Sterling WalsinghamAdvisorregistration: current employment
Sep 29, 2017 to presentfactForm ADV
← GREGORY ALLEN TREBILAdvisorregistration: current employment
Aug 25, 2017 to presentfactForm ADV
← BRADLEY ALLAN JOHNSONAdvisorregistration: current employment
Jan 31, 2014 to presentfactForm ADV
← DAVID CHRISTIAN ANDERSONAdvisorregistration: current employment
Jan 31, 2014 to presentfactForm ADV
← CHRISTINE MARIE SORENSENAdvisorregistration: current employment
Jan 31, 2014 to presentfactForm ADV
← TIMOTHY CHARLES GUNDERSONAdvisorregistration: current employment
Jan 31, 2014 to presentfactForm ADV
← CHADWICK JAMES SCHUMACHERAdvisorregistration: current employment
Nov 1, 2004 to presentfactForm ADV
← John Leslie HauseAdvisorregistration: current employment
Nov 1, 2004 to presentfactForm ADV
← JON THOMAS KATTKEAdvisorregistration: previous registration
Jan 31, 2014 to Feb 17, 2017factForm ADV

Owns (3)

← JOHNSON, BRADLEY, ALLANOwnerMEMBER, ownership code B, individual
Nov 11, 2011 to Mar 26, 2024factForm ADV
← HAUSE, JOHN, LESLIEOwnerMEMBER, ownership code B, individual
Nov 11, 2011 to Mar 26, 2024factForm ADV
← GUNDERSON, TIMOTHY, CHARLESOwnerMEMBER, ownership code B, individual
Nov 11, 2011 to Mar 26, 2024factForm ADV

Controls (2)

← SCHUMACHER, CHADWICK, JAMESOwnerDIRECTOR, ownership code C, individual
Nov 11, 2011 to Mar 26, 2024factForm ADV
← Walsingham, Mark, SterlingOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 31, 2018 to Mar 26, 2024factForm ADV

Dated events

Occurred
Mar 26, 2025
Regulatory AUM changed
Tradition Wealth Management Llc reported RAUM $2.0B, up 28% from $1.5B (2024-03-26 to 2025-03-26)
Form ADVobserved 4 days ago
$428M
Occurred
Mar 26, 2024
Regulatory AUM changed
Tradition Wealth Management Llc reported RAUM $1.5B, up 39% from $1.1B (2023-03-27 to 2024-03-26)
Form ADVobserved 4 days ago
$430M
Occurred
Mar 23, 2022
Regulatory AUM changed
Tradition Wealth Management Llc reported RAUM $1.1B, up 35% from $848.4M (2021-03-25 to 2022-03-23)
Form ADVobserved 4 days ago
$301M
Occurred
Apr 1, 2020
Regulatory AUM changed
Tradition Wealth Management Llc reported RAUM $712.4M, up 32% from $539.4M (2019-06-24 to 2020-04-01)
Form ADVobserved 4 days ago
$173M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e09e2bd4-1632-937c-5363-abde0de3bfa2
First observed: Nov 11, 2011
Last observed: Jun 12, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TRADITION WEALTH MANAGEMENT LLC

CRD 128314

EDINA, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e09e2bd4-1632-937c-5363-abde0de3bfa2

Data as of Jun 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:45 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CHADWICK JAMES SCHUMACHER

n/a

EDINA, MN

n/a

yes

John Leslie Hause

n/a

EDINA, MN | St. Paul, MN

n/a

yes

BRADLEY ALLAN JOHNSON

n/a

EDINA, MN

n/a

yes

DAVID CHRISTIAN ANDERSON

n/a

EDINA, MN

n/a

yes

CHRISTINE MARIE SORENSEN

n/a

EDINA, MN

n/a

yes

TIMOTHY CHARLES GUNDERSON

Certified Financial Planner

Woodbury, MN | EDINA, MN

n/a

yes

GREGORY ALLEN TREBIL

Certified Financial Planner

EDINA, MN

yes

Mark Sterling Walsingham

n/a

EDINA, MN

yes

JACOB THOMAS TAYLOR

n/a

EDINA, MN

ERIC JON PEYTON

n/a

EDINA, MN

yes

Christopher Leivermann

n/a

EDINA, MN

Cory Carlson

n/a

EDINA, MN

n/a

yes

Jack Sowada

n/a

EDINA, MN

n/a

Ryan T Haag

Certified Financial Planner|Chartered Financial Consultant

EDINA, MN

yes

Carter Matthew Springer

Certified Financial Planner

EDINA, MN

n/a

BENJAMIN M JOHNSON

n/a

EDINA, MN

yes

JON MICHELIZZI

Certified Financial Planner

EDINA, MN

n/a

yes

Julie Ann Grey

Chartered Financial Analyst

EDINA, MN | Scottsdale, AZ

n/a

William Bradley Johnson

n/a

EDINA, MN

yes

Tucker RJ Schumacher

n/a

EDINA, MN

yes

Joseph John Hankinson

n/a

EDINA, MN

n/a

Maxwel Daniel Fagan

n/a

Scottsdale, AZ | EDINA, MN

yes

Joseph Michelizzi

n/a

EDINA, MN

n/a

Tristan Peyton

n/a

Wayzata, MN | EDINA, MN

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SCHUMACHER, CHADWICK, JAMES

Director

yes

02/2003

Jun 12, 2026

Walsingham, Mark, Sterling

CHIEF COMPLIANCE OFFICER

yes

03/2018

Jun 12, 2026

GUNDERSON, TIMOTHY, CHARLES

Member

06/2006

Jun 12, 2026

HAUSE, JOHN, LESLIE

Member

06/2006

Jun 12, 2026

JOHNSON, BRADLEY, ALLAN

Member

06/2006

Jun 12, 2026

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TRADITION WEALTH MANAGEMENT INSURANCE AGENCY

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Scottsdale

United States

yes

Woodbury

United States

yes

Wayzata

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 23, 2026

$2.4B

$2.3B

n/a

2024

Mar 26, 2025

$2.0B

$1.9B

n/a

2023

Mar 26, 2024

$1.5B

n/a

2022

Mar 27, 2023

$1.1B

n/a

2021

Mar 23, 2022

$1.1B

n/a

2020

Mar 25, 2021

$848M

$810M

n/a

2019

Apr 1, 2020

$712M

$700M

n/a

2018

Mar 27, 2019

$539M

$522M

n/a

2017

Mar 31, 2018

$466M

$446M

n/a

2016

Mar 28, 2017

$390M

$388M

n/a

2015

Feb 15, 2016

$327M

$325M

n/a

2014

Mar 11, 2015

$342M

$340M

n/a

2013

Feb 17, 2014

$282M

$280M

n/a

2012

Mar 1, 2013

$196M

$195M

n/a

2011

Feb 22, 2012

$171M

$170M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.6B

$2.0B

33.5%

$1.1B

33.6%