DFX Intelligence

M•••••• P• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

M•••••• P• L••••••

Advisor at C•••••• H••• I••••••••• M••••••••• I•••

TULSA, OK

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Search this name across graphsid dfx:ria:81253dd5-d58e-75c0-cfb4-38aaf38f80f8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 3, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• H••• I••••••••• M••••••••• I•••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Nov 2, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• H••• I••••••••• M••••••••• I•••	Other adviser	May 1, 2017	n/a	yes	TULSA, OK	Current employment
A•••••• G••••• I•••••••• M•••••• A••••••• L••	Former SEC adviser	Nov 29, 2006	Aug 17, 2007	no	STAMFORD, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• G••••• I•••••••• M•••••• A••••••• L••	C•••••• H••• I••••••••• M••••••••• I•••	Aug 17, 2007	May 1, 2017	3,545	Firm change after gap	Other
M••••• S•••••• D• I•••	A•••••• G••••• I•••••••• M•••••• A••••••• L••	May 24, 2006

Relationships

Registered with (3)

→ C•••••• H••• I••••••••• M••••••••• I•••Registered adviserregistration: current employment
May 1, 2017 to presentfactForm ADV
→ A•••••• G••••• I•••••••• M•••••• A••••••• L••Registered adviserregistration: previous registration
Nov 29, 2006 to Aug 17, 2007factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration
Nov 3, 2005 to May 24, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:81253dd5-d58e-75c0-cfb4-38aaf38f80f8
First observed: Nov 3, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.