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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 10b 100b

ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC

CRD 108057

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b84eb4bf-f23b-00cd-4006-e1ab6b4df678

Data as of Mar 30, 2012 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 47
Dated events: 0
On other graphs: 0
Observed: Dec 23, 2011 to Mar 30, 2012
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $14BItem 5.F on the latest filing (2012-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $4.3B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 13,174
SEC number: 801-54740
CRD: 108057
Filings on the tape: 2
First filed: Dec 23, 2011
Latest filed: Mar 30, 2012
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALLIANZ ASSET MANAGEMENT OF AMERICA LLC	Partner	E	yes	12/2009	Dec 23, 2011	Mar 30, 2012
ALLIANZ ASSET MANAGEMENT OF AMERICA L.P.	Member	E	yes	07/2001	Dec 23, 2011	Mar 30, 2012
ALLIANZ GLOBAL INVESTORS U.S. LLC	Member	E	yes	01/2002	Dec 23, 2011	Mar 30, 2012
CARROLL, JOHN, CHARLES	MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER	Na	yes	12/2011	Dec 23, 2011	Mar 30, 2012
JOBSON, DAVID, BOYD	MANAGING DIRECTOR	Na	yes	01/2011	Dec 23, 2011	Mar 30, 2012
MANEY, JOHN, CHARLES	SOLE MEMBER OF THE MANAGEMENT BOARD	Na	yes	12/2011	Dec 23, 2011	Mar 30, 2012
PUNTORIERO, MICHAEL, JAMES	CHIEF FINANCIAL OFFICER	Na	yes	12/2007	Dec 23, 2011	Mar 30, 2012
ROKOSE, ROBERT, JOSEPH	MANAGING DIRECTOR	Na	yes	01/2011	Dec 23, 2011	Mar 30, 2012
STERGIOU, JOHN, JAMES	HEAD OF MANAGED ACCOUNTS	Na	yes	12/2011	Dec 23, 2011	Mar 30, 2012
ALLIANZ OF AMERICA, INC.	Member	E	no	05/2000	Dec 23, 2011	Mar 30, 2012
ALLIANZ SE	SOLE STOCKHOLDER	E	no	05/2000	Dec 23, 2011	Mar 30, 2012
BARLING, JAMES, MARTIN	CHIEF COMPLIANCE OFFICER	Na	no	10/2009	Dec 23, 2011	Mar 30, 2012
HEALEY, WILLIAM, VINCENT	CHIEF LEGAL OFFICER	Na	no	02/2007	Dec 23, 2011	Mar 30, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC	n/a	Asset manager	$3667B	N	yes	n/a
RCM CAPITAL MANAGEMENT LLC	n/a	Former SEC adviser	$21B	N	yes	n/a
NFJ INVESTMENT GROUP LLC	n/a	Former SEC adviser	$20B	N	yes	n/a
ALLIANZ GLOBAL INVESTORS CAPITAL LLC	n/a	Former SEC adviser	$5.0B	N	yes	n/a
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC	n/a	n/a	n/a	N	yes	n/a
PIMCO INVESTMENTS LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 30, 2012	$14B	$4.3B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$14B	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Affiliated with (4)

→ PACIFIC INVESTMENT MANAGEMENT COMPANY LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ NFJ INVESTMENT GROUP LLCRegistered adviserother investment adviser, common control
factForm ADV
→ RCMRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ ALLIANZ GLOBAL INVESTORS U.S. LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV

Owns (4)

← HEALEY, WILLIAM, VINCENTOwnerCHIEF LEGAL OFFICER, ownership code NA, individual
Dec 23, 2011 to presentfactForm ADV
← BARLING, JAMES, MARTINOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 23, 2011 to presentfactForm ADV
← ALLIANZ OF AMERICA, INC.OwnerMEMBER, ownership code E, domestic entity
Dec 23, 2011 to presentfactForm ADV
← ALLIANZ SEOwnerSOLE STOCKHOLDER, ownership code E, foreign entity
Dec 23, 2011 to presentfactForm ADV

Controls (8)

← CARROLL, JOHN, CHARLESOwnerMANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Dec 23, 2011 to presentfactForm ADV
← ROKOSE, ROBERT, JOSEPHOwnerMANAGING DIRECTOR, ownership code NA, individual
Dec 23, 2011 to presentfactForm ADV
← STERGIOU, JOHN, JAMESOwnerHEAD OF MANAGED ACCOUNTS, ownership code NA, individual
Dec 23, 2011 to presentfactForm ADV
← MANEY, JOHN, CHARLESOwnerSOLE MEMBER OF THE MANAGEMENT BOARD, ownership code NA, individual
Dec 23, 2011 to presentfactForm ADV
← JOBSON, DAVID, BOYDOwnerMANAGING DIRECTOR, ownership code NA, individual
Dec 23, 2011 to presentfactForm ADV
← PUNTORIERO, MICHAEL, JAMESOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Dec 23, 2011 to presentfactForm ADV
← ALLIANZ ASSET MANAGEMENT OF AMERICA LLCOwnerPARTNER, ownership code E, domestic entity
Dec 23, 2011 to presentfactForm ADV
← ALLIANZ GLOBAL INVESTORS U.S. LLCOwnerMEMBER, ownership code E, domestic entity
Dec 23, 2011 to presentfactForm ADV

Registered with (30)

← WILLIAM THOMAS TONERAdvisorregistration: previous registration
Jun 8, 2006 to Aug 17, 2007factForm ADV
← IRA WILLIAM COXAdvisorregistration: previous registration
Jan 29, 2003 to Aug 17, 2007factForm ADV
← Peter James McCarthyAdvisorregistration: previous registration
Jun 8, 2006 to Aug 17, 2007factForm ADV
← JONI HOPE RHEINGOLDAdvisorregistration: previous registration
Mar 7, 2003 to Aug 17, 2007factForm ADV
← John Bernard HusseyAdvisorregistration: previous registration
Feb 26, 2003 to Aug 17, 2007factForm ADV
← Matthew BrownAdvisorregistration: previous registration
Feb 26, 2003 to Aug 17, 2007factForm ADV
← James Scott RoseAdvisorregistration: previous registration
Mar 7, 2003 to Aug 17, 2007factForm ADV
← Erik AartsAdvisorregistration: previous registration
Feb 21, 2003 to Aug 17, 2007factForm ADV
← John A HarringtonAdvisorregistration: previous registration
Feb 24, 2003 to Aug 17, 2007factForm ADV
← KEVIN MATTHEW SHANLEYAdvisorregistration: previous registration
May 23, 2007 to Aug 17, 2007factForm ADV
← James T HartnettAdvisorregistration: previous registration
Jan 8, 2007 to Aug 17, 2007factForm ADV
← Matthew Allen KothAdvisorregistration: previous registration
Mar 22, 2007 to Aug 17, 2007factForm ADV
← DUSTIN PAULFRED KANODEAdvisorregistration: previous registration
Dec 17, 2002 to Aug 17, 2007factForm ADV
← MICHAEL ROBERT TOMLINAdvisorregistration: previous registration
Feb 24, 2003 to Aug 17, 2007factForm ADV
← JAMES KEVIN WILLBRANDAdvisorregistration: previous registration
Mar 30, 2004 to Aug 17, 2007factForm ADV
← JAMES P NALDIAdvisorregistration: previous registration
Apr 4, 2005 to Aug 17, 2007factForm ADV
← BRIAN THOMAS ROBINSONAdvisorregistration: previous registration
Oct 30, 2006 to Aug 17, 2007factForm ADV
← MICHAEL P LUKCHISAdvisorregistration: previous registration
Nov 29, 2006 to Aug 17, 2007factForm ADV
← Christopher Scott LeoAdvisorregistration: previous registration
Jul 10, 2006 to Aug 17, 2007factForm ADV
← GERARD ERBECKAdvisorregistration: previous registration
Oct 30, 2006 to Aug 17, 2007factForm ADV
← Angela LestradeAdvisorregistration: previous registration
Jul 18, 2006 to May 22, 2007factForm ADV
← GREGORY SCOTT PARKERAdvisorregistration: previous registration
Mar 7, 2003 to May 8, 2007factForm ADV
← SHAHID SAIGOLAdvisorregistration: previous registration
Mar 7, 2003 to May 8, 2007factForm ADV
← MICHAEL GARRETT MASTROMARINOAdvisorregistration: previous registration
Feb 24, 2003 to Feb 1, 2007factForm ADV
← Joseph Thomas HaagAdvisorregistration: previous registration
May 3, 2005 to Oct 3, 2006factForm ADV
← Jedediah Matthew KoenigsbergAdvisorregistration: previous registration
Feb 24, 2003 to Jun 6, 2006factForm ADV
← JOSEPH JAMES PROSCIAAdvisorregistration: previous registration
Feb 24, 2003 to Jun 7, 2005factForm ADV
← PAUL SCOTT LEVISAdvisorregistration: previous registration
Feb 24, 2003 to Jan 20, 2005factForm ADV
← DANIEL PATRICK CASEYAdvisorregistration: previous registration
Feb 24, 2003 to Jul 14, 2003factForm ADV
← Robert Frederick MckayAdvisorregistration: previous registration
Mar 7, 2003 to Apr 14, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b84eb4bf-f23b-00cd-4006-e1ab6b4df678
First observed: Dec 23, 2011
Last observed: Mar 30, 2012 176 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC

CRD 108057

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b84eb4bf-f23b-00cd-4006-e1ab6b4df678

Data as of Mar 30, 2012 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:04 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALLIANZ ASSET MANAGEMENT OF AMERICA LLC

Partner

yes

12/2009

Dec 23, 2011

Mar 30, 2012

ALLIANZ ASSET MANAGEMENT OF AMERICA L.P.

Member

yes

07/2001

Dec 23, 2011

Mar 30, 2012

ALLIANZ GLOBAL INVESTORS U.S. LLC

Member

yes

01/2002

Dec 23, 2011

Mar 30, 2012

CARROLL, JOHN, CHARLES

MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER

yes

12/2011

Dec 23, 2011

Mar 30, 2012

JOBSON, DAVID, BOYD

MANAGING DIRECTOR

yes

01/2011

Dec 23, 2011

Mar 30, 2012

MANEY, JOHN, CHARLES

SOLE MEMBER OF THE MANAGEMENT BOARD

yes

12/2011

Dec 23, 2011

Mar 30, 2012

PUNTORIERO, MICHAEL, JAMES

CHIEF FINANCIAL OFFICER

yes

12/2007

Dec 23, 2011

Mar 30, 2012

ROKOSE, ROBERT, JOSEPH

MANAGING DIRECTOR

yes

01/2011

Dec 23, 2011

Mar 30, 2012

STERGIOU, JOHN, JAMES

HEAD OF MANAGED ACCOUNTS

yes

12/2011

Dec 23, 2011

Mar 30, 2012

ALLIANZ OF AMERICA, INC.

Member

05/2000

Dec 23, 2011

Mar 30, 2012

ALLIANZ SE

SOLE STOCKHOLDER

05/2000

Dec 23, 2011

Mar 30, 2012

BARLING, JAMES, MARTIN

CHIEF COMPLIANCE OFFICER

10/2009

Dec 23, 2011

Mar 30, 2012

HEALEY, WILLIAM, VINCENT

CHIEF LEGAL OFFICER

02/2007

Dec 23, 2011

Mar 30, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PACIFIC INVESTMENT MANAGEMENT COMPANY LLC

n/a

Asset manager

$3667B

yes

n/a

RCM CAPITAL MANAGEMENT LLC

n/a

Former SEC adviser

$21B

yes

n/a

NFJ INVESTMENT GROUP LLC

n/a

Former SEC adviser

$20B

yes

n/a

ALLIANZ GLOBAL INVESTORS CAPITAL LLC

n/a

Former SEC adviser

$5.0B

yes

n/a

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

n/a

yes

n/a

PIMCO INVESTMENTS LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 30, 2012

$14B

$4.3B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$14B

n/a