DFX Intelligence

C•••••• H••• I••••••••• M••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 10b 100b

C•••••• H••• I••••••••• M••••••••• I•••

CRD 110774

TULSA, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5c634d79-0470-09ee-4ef7-ce9b71f449e0

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 61
Dated events: 4
On other graphs: 0
Observed: Mar 30, 2012 to Mar 17, 2026
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.39 institutional_share=0.0 related_bd=true related_bank=false bd_reps=10.0
Regulatory AUM: $15B••• Locked
Discretionary RAUM: $15B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 31
RAUM per advisor: $491Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• C• S••••••	n/a	TULSA, OK	25	34	n/a	no
M•••••• P•••••• M•••••	Chartered Financial Analyst	TULSA, OK	23	31

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•• F•••••••• C•••••••••	Owner	E	yes	03/2001	Mar 30, 2012	Mar 6, 2024
B•••• N•	Owner	E	yes	03/1997	Mar 20, 2020	Mar 6, 2024
G•••••• S••••• B••••••

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•• F•••••••• P•••••• W•••••• I•••	n/a	Independent wealth	$3.7B	N	yes	n/a
B•• F•••••••• S••••••••• I•••	n/a	Bd affiliated wealth	$1.1B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Richardson	TX	United States	4	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	2	-1	6.5%	0	1	0	3	2

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$15B	$14B	7.1%	$9.6B	16.5%	47	50	1	1

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
B•• F•••••••• A•••• M••••••••• I•••	2	Dec 14, 2021	Dec 9, 2021	HOUSTON, TX	Channel change	Other	66.7%

Relationships

Registered with (46)

← B•••••• G•••• W•••••Advisorregistration: current employment
May 1, 2026 to presentfactForm ADV
← S••• H•••• S•••••••Advisorregistration: current employment
Apr 23, 2026 to presentfactForm ADV
← A••• H•••••• B•••••Advisorregistration: current employment
Dec 9, 2025 to presentfactForm ADV
← J•••• T••••• N••••••

Dated events

Occurred
Jul 10, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 26, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 28, 2020
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
May 28, 2020
Control person left

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5c634d79-0470-09ee-4ef7-ce9b71f449e0
First observed: Mar 30, 2012
Last observed: Mar 17, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.