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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)35 years in industry

CINDY SUE GLEASON

Advisor at LPL FINANCIAL LLC

CEDAR FALLS, IA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 27, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 29, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63
First exam: Oct 29, 1990
First registration: Jan 27, 2005
Dual registered: yes, broker-dealer
Other names: CINDY MARSH|CINDY SUE WRIGHT|CINDY GLEASON
IAPD individual key: 2097347

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 5, 2024	n/a	yes	CEDAR FALLS, IA	Current employment
ARBOR POINT ADVISORS	Former SEC adviser	Mar 31, 2017	Aug 20, 2024	no	Cedar Falls, IA\|LEES SUMMIT, MO\|LEES SUMMIT, MO	Previous registration
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Sep 1, 2016	Apr 13, 2017	no	INDEPENDENCE, MO\|CEDAR FALLS, IA	Previous registration
VSR ADVISORY SERVICES	Former SEC adviser	Feb 13, 2012	Sep 1, 2016	no	OVERLAND PARK, KS\|CEDAR FALLS, IA\|DRIPPING SPRINGS, TX\|West Des Moines, IA	Previous registration
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	Bd affiliated wealth	Jan 27, 2005	Feb 13, 2012	no	WATERLOO, IA\|WATERLOO, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ARBOR POINT ADVISORS	LPL FINANCIAL LLC	Aug 20, 2024	Aug 5, 2024	-15	Firm change	Ibd to ibd
SUMMIT FINANCIAL GROUP INC	ARBOR POINT ADVISORS	Apr 13, 2017	Mar 31, 2017	-13	Firm change	Other
VSR ADVISORY SERVICES	SUMMIT FINANCIAL GROUP INC	Sep 1, 2016	Sep 1, 2016	0	Bulk transfer	Other
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	VSR ADVISORY SERVICES	Feb 13, 2012	Feb 13, 2012	0	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Aug 5, 2024 to presentfactForm ADV
→ ARBOR POINT ADVISORSRegistered adviserregistration: previous registration
Mar 31, 2017 to Aug 20, 2024factForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Sep 1, 2016 to Apr 13, 2017factForm ADV
→ VSR ADVISORY SERVICESRegistered adviserregistration: previous registration
Feb 13, 2012 to Sep 1, 2016factForm ADV
→ BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 27, 2005 to Feb 13, 2012factForm ADV

Dated events

Occurred
Aug 20, 2024
Advisor changed firm
Cindy Sue Gleason left Arbor Point Advisors for Lpl Financial Llc (registered 2024-08-05)
Form ADVobserved 3 days ago