DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••••••• F•••••••• A•••••••• L••
Latest filing Feb 4, 2026
First filing on the tape Nov 17, 2017 · 21 filings
SEC status approved since Dec 18, 2017
RAUM
$117M
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
100%
$117M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$58.7M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$117M as of Feb 4, 2026
Jan 18, 2018$107M then
HNW client RAUM$64.4M as of Feb 4, 2026
Jan 18, 2018$27.1M then
State-registered IARs (5.B.3)2 as of Feb 4, 2026
Jan 18, 20187 then
Employees (5.A)3 as of Feb 4, 2026
Jan 18, 20187 then
Private funds: no history
RAUM -23% over the last fiscal year-1.5% a year over threeIARs 3 to 2
Practice profile
derived from the filing of Feb 4, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $58.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 101derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $240,756derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -23%derivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -27%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$64.4M55%
- Individuals$53.1M45%
- Individual clients
- 168reported
- HNW clients
- 33reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 488reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• M•••••• J••••Certified Financial Planner | Portland, Or | Jan 7, 2015 | 36 y | 3 |
| R•••••• F• S••••••• | Portland, Or | Jan 1, 2025 | 26 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- E•••••••• A••• B•••• to C•••••••• I••••••••• R••••••• A•••••••• I•••Dec 31, 2024 · RIA to affiliated broker-dealer or bank
- J•••••• G••• to E•••• S••••••••• L••Oct 21, 2022 · RIA to affiliated broker-dealer or bank
- S••••• J•• S••••• to C•••• C•••• F•••••••• M••••••••• L••Apr 6, 2020 · RIA to RIA
- S•••••• D•••• D•••• to C•••• C•••• F•••••••• M••••••••• L••Dec 20, 2019 · RIA to RIA
Joined, latest
- R•••••• F• S••••••• from S•••••••• F••••••••• I•••Jan 1, 2025 · Other
- E•••••••• A••• B•••• from I••••••• F•••••••• S••••••••• L••Oct 21, 2022 · Other
- J•••••• G••• from B••• W•••• W•••••Jan 4, 2021 · RIA to RIA
- J•••• M•••••• J•••• from S•••••••• F••••••••• I•••Jan 7, 2015 · Other
- S••••• J•• S••••• from C•••••••• F••••••••• I•••Jan 7, 2015 · Other
- S•••••• D•••• D•••• from S•••••••• F••••••••• I•••Jan 7, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• R•••••• A•••• · Principal Member, Ceo, And Coocontrolsince 10/2014 · owns 50% to 75%
- J••••• J••••• M•••••• · Principal Member, Cco & Cfocontrolsince 10/2018 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Portland, Or · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 670 to 488Sep 4, 2025 to Feb 4, 2026
- HNW clients · 35 to 33Sep 4, 2025 to Feb 4, 2026
- Individual clients · 240 to 168Sep 4, 2025 to Feb 4, 2026
- Financial planning clients · 1-10 to 0Sep 4, 2025 to Feb 4, 2026
- Discretionary RAUM · $150M to $111MSep 4, 2025 to Feb 4, 2026
- HNW RAUM · $74.8M to $64.4MSep 4, 2025 to Feb 4, 2026
- Individual RAUM · $77.0M to $53.1MSep 4, 2025 to Feb 4, 2026
- Non-discretionary RAUM · $2.1M to $6.7MSep 4, 2025 to Feb 4, 2026
- RAUM · $152M to $117MSep 4, 2025 to Feb 4, 2026
- Advisory employees · 3 to 2Mar 26, 2025 to Sep 4, 2025
- Employees · 4 to 3Mar 26, 2025 to Sep 4, 2025
- State-registered IARs · 3 to 2Mar 26, 2025 to Sep 4, 2025
- Accounts · 687 to 670Feb 20, 2025 to Mar 26, 2025
- Advisory employees · 5 to 3Feb 20, 2025 to Mar 26, 2025
- HNW clients · 25 to 35Feb 20, 2025 to Mar 26, 2025
- Individual clients · 249 to 240Feb 20, 2025 to Mar 26, 2025
- Employees · 6 to 4Feb 20, 2025 to Mar 26, 2025
- Financial planning clients · 1-10 to 1-10Feb 20, 2025 to Mar 26, 2025
- State-registered IARs · 5 to 3Feb 20, 2025 to Mar 26, 2025
- Discretionary RAUM · $129M to $150MFeb 20, 2025 to Mar 26, 2025
- HNW RAUM · $52.6M to $74.8MFeb 20, 2025 to Mar 26, 2025
- Individual RAUM · $78.9M to $77.0MFeb 20, 2025 to Mar 26, 2025
- Non-discretionary RAUM · $2.6M to $2.1MFeb 20, 2025 to Mar 26, 2025
- RAUM · $131M to $152MFeb 20, 2025 to Mar 26, 2025
- Accounts · 713 to 687Mar 14, 2023 to Feb 29, 2024
- HNW clients · 26 to 25Mar 14, 2023 to Feb 29, 2024
- Individual clients · 267 to 249Mar 14, 2023 to Feb 29, 2024
- Other offices · 1 to 0Mar 14, 2023 to Feb 29, 2024
- Discretionary RAUM · $116M to $129MMar 14, 2023 to Feb 29, 2024
- HNW RAUM · $47.0M to $52.6MMar 14, 2023 to Feb 29, 2024
- Individual RAUM · $71.7M to $78.9MMar 14, 2023 to Feb 29, 2024
- Non-discretionary RAUM · $7.3M to $2.6MMar 14, 2023 to Feb 29, 2024
- Pension RAUM · 4317108.0 to unsetMar 14, 2023 to Feb 29, 2024
- RAUM · $123M to $131MMar 14, 2023 to Feb 29, 2024
- Accounts · 729 to 713Feb 28, 2022 to Mar 14, 2023
- Advisory employees · 6 to 5Feb 28, 2022 to Mar 14, 2023
- HNW clients · 13 to 26Feb 28, 2022 to Mar 14, 2023
- Individual clients · 709 to 267Feb 28, 2022 to Mar 14, 2023
- Employees · 7 to 6Feb 28, 2022 to Mar 14, 2023
- State-registered IARs · 6 to 5Feb 28, 2022 to Mar 14, 2023
Signals
6 dated events
- E•••••••• A••• B•••• left W••••••••• F•••••••• A•••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2025-01-02)Dec 31, 2024 · Advisor changed firm · fact
- J•••••• G••• left W••••••••• F•••••••• A•••••••• L•• for E•••• S••••••••• L•• (registered 2023-02-21)Oct 21, 2022 · Advisor changed firm · fact
- Daunt Stephen Dunne (Member And Ceo) no longer on Schedule A of W••••••••• F•••••••• A•••••••• L•• (listed 2019-07-24, absent 2020-02-05)Feb 5, 2020 · Control person left · inference
- Joy Valerie Nelson (Member And Cfo) no longer on Schedule A of W••••••••• F•••••••• A•••••••• L•• (listed 2018-01-29, absent 2019-02-07)Feb 7, 2019 · Control person left · inference
- Michael James Jones (Member And Cco) appeared on Schedule A of W••••••••• F•••••••• A•••••••• L••Feb 7, 2019 · Control person joined · fact
- W••••••••• F•••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Nov 17, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/willamette-financial-advisors-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 503-747-0306reportedpublic record, Form ADV, Feb 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $58.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026