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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

TIMOTHY BERNARD WOODS

Advisor at VESTGEN ADVISORS, LLC

CHICAGO, IL

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Search this name across graphsid dfx:ria:815eda6a-214e-e463-5796-8f41c86e0b29

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 1
Observed: Aug 22, 2005 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Timothy Bernard Woods

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VESTGEN ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 19, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 19, 2005
First registration: Aug 22, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 4428777

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VESTGEN ADVISORS, LLC	Independent wealth	Jul 25, 2025	n/a	yes	CHICAGO, IL	Current employment
WILLIAM BLAIR & COMPANY L.L.C.	Bd affiliated wealth	Mar 2, 2022	May 29, 2024	no	CHICAGO, IL\|CHICAGO, IL	Previous registration
CL WEALTH MANAGEMENT LLC	Independent wealth	Jul 30, 2021	Mar 24, 2022	no	SCHAUMBURG, IL\|Chicago, IL	Previous registration
HIGHTOWER ADVISORS, LLC	Bd affiliated wealth	May 9, 2011	May 11, 2020	no	CHICAGO, IL	Previous registration
LASALLE FINANCIAL SERVICES, INC.	n/a	Dec 12, 2005	Sep 25, 2007	no	CHICAGO, IL	Previous registration
KEYBANC CAPITAL MARKETS INC.	n/a	Aug 22, 2005	Oct 24, 2005	no	CLEVELAND, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WILLIAM BLAIR & COMPANY L.L.C.	VESTGEN ADVISORS, LLC	May 29, 2024	Jul 25, 2025	422	Firm change after gap	Ibd to RIA
CL WEALTH MANAGEMENT LLC	WILLIAM BLAIR & COMPANY L.L.C.	Mar 24, 2022	Mar 2, 2022	-22	Firm change	RIA to ibd
HIGHTOWER ADVISORS, LLC	CL WEALTH MANAGEMENT LLC	May 11, 2020	Jul 30, 2021	445	Firm change after gap	Ibd to RIA
LASALLE FINANCIAL SERVICES, INC.	HIGHTOWER ADVISORS, LLC	Sep 25, 2007	May 9, 2011	1,322	Firm change after gap	Other
KEYBANC CAPITAL MARKETS INC.	LASALLE FINANCIAL SERVICES, INC.	Oct 24, 2005	Dec 12, 2005	49	Firm change	Other

Relationships

Registered with (6)

→ VESTGEN ADVISORS, LLCRegistered adviserregistration: current employment
Jul 25, 2025 to presentfactForm ADV
→ WILLIAM BLAIR & COMPANY L.L.C.Registered adviserregistration: previous registration
Mar 2, 2022 to May 29, 2024factForm ADV
→ CL WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Jul 30, 2021 to Mar 24, 2022factForm ADV
→ HIGHTOWER ADVISORS, LLCRegistered adviserregistration: previous registration
May 9, 2011 to May 11, 2020factForm ADV
→ LASALLE FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Dec 12, 2005 to Sep 25, 2007factForm ADV
→ KEYBANC CAPITAL MARKETS INC.Registered adviserregistration: previous registration
Aug 22, 2005 to Oct 24, 2005factForm ADV

Dated events

Occurred
May 29, 2024
Advisor changed firm
Timothy Bernard Woods left William Blair & Company L.L.C. for Vestgen Advisors, Llc (registered 2025-07-25)
Form ADVobserved 4 days ago
Occurred
Mar 24, 2022
Advisor changed firm
Timothy Bernard Woods left Cl Wealth Management Llc for William Blair & Company L.L.C. (registered 2022-03-02)
Form ADVobserved 4 days ago