DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Timothy Bernard Woods

Vestgen Advisors, LLCindependent RIAChicago, Ildual registrantIAPD 4428777

Feed of 09/14/2026

At current firm

1 y

since Jul 25, 2025

In the industry

21 y

since Aug 19, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Chief Legal & Compliance Officerreportedvestgen.comfirm site, Sep 15, 2026
Designations: MBAreportedvestgen.comas printed on the bio page, Sep 16, 2026
Professional profile: vestgen.com/timothy-woodsreportedvestgen.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Vestgen Advisors, LLC independent RIA current
since Jul 25, 2025 · Chicago, Il
William Blair & Company L.L.C. BD affiliated
Mar 2, 2022 to May 29, 2024 · Chicago, Il
Cl Wealth Management LLC independent RIA
Jul 30, 2021 to Mar 24, 2022 · Schaumburg, Il
Hightower Advisors, LLC BD affiliated
May 9, 2011 to May 11, 2020 · Chicago, Il
Lasalle Financial Services, Inc. unclassified
Dec 12, 2005 to Sep 25, 2007 · Chicago, Il
Keybanc Capital Markets Inc. unclassified
Aug 22, 2005 to Oct 24, 2005 · Cleveland, Oh

Moves

a registration end followed by a registration begin elsewhere

William Blair & Company L.L.C. to Vestgen Advisors, LLC
left May 29, 2024, registered Jul 25, 2025 (422 days) · Affiliated broker-dealer or bank to independent RIA
Cl Wealth Management LLC to William Blair & Company L.L.C.
left Mar 24, 2022, registered Mar 2, 2022 (-22 days) · RIA to affiliated broker-dealer or bank
Hightower Advisors, LLC to Cl Wealth Management LLC
left May 11, 2020, registered Jul 30, 2021 (445 days) · Affiliated broker-dealer or bank to independent RIA
Lasalle Financial Services, Inc. to Hightower Advisors, LLC
left Sep 25, 2007, registered May 9, 2011 (1322 days) · Other
Keybanc Capital Markets Inc. to Lasalle Financial Services, Inc.
left Oct 24, 2005, registered Dec 12, 2005 (49 days) · Other

Signals

Timothy Bernard Woods left William Blair & Company L.L.C. for Vestgen Advisors, Llc (registered 2025-07-25)
May 29, 2024 · Advisor changed firm · fact
Timothy Bernard Woods left Cl Wealth Management Llc for William Blair & Company L.L.C. (registered 2022-03-02)
Mar 24, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address