DFX Intelligence

C•••••• A• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

C•••••• A• P•••••

Advisor at K•••••••• W••••• A•••••••• L••

SAN DIEGO, CA | Lehi, UT

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Search this name across graphsid dfx:ria:8186d3b9-6c65-fa38-5cc9-4b21bdadd2d8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Oct 6, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••••••• W••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 9, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•••••••• W••••• A•••••••• L••	Bd affiliated wealth	Dec 24, 2021	n/a	yes	Lehi, UT\|SAN DIEGO, CA	Current employment
B•••••••• A••••••• S•••••••• L••	No RAUM reported	Dec 14, 2021	Dec 23, 2021	no	SAN DIEGO, CA\|American Fork, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• A••••••• S•••••••• L••	K•••••••• W••••• A•••••••• L••	Dec 23, 2021	Dec 24, 2021	1	Firm change	RIA to RIA
I••••••••• A••••• I••••••••• M••••••••• L••	B•••••••• A••••••• S•••••••• L••	Nov 26, 2021	Dec 14, 2021

Relationships

Registered with (7)

→ K•••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Dec 24, 2021 to presentfactForm ADV
→ B•••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 14, 2021 to Dec 23, 2021factForm ADV
→ I••••••••• A••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 6, 2019 to Nov 26, 2021factForm ADV
→ G••••• V••• C•••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8186d3b9-6c65-fa38-5cc9-4b21bdadd2d8
First observed: Oct 6, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.