DFX Intelligence

Data Factory

C••••• P••••• N•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner9 years in industry

C••••• P••••• N•••

Advisor at R•••• • G•••••• W••••• M•••••••••

THE WOODLANDS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:95dff363-33a1-9275-fbb4-be165f72c102

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 22, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••• • G•••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2016earliest registration or exam on IAPD
Years in industry: 9derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•••• • G•••••• W••••• M•••••••••	Independent wealth	Nov 14, 2023	n/a	yes	THE WOODLANDS, TX	Current employment
A•••• W•••••	Independent wealth	Aug 22, 2017	Nov 14, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• W•••••	R•••• • G•••••• W••••• M•••••••••	Nov 14, 2023	Nov 14, 2023	0	Firm change	RIA to RIA

Relationships

Registered with (2)

→ R•••• • G•••••• W••••• M•••••••••Registered adviserregistration: current employment
Nov 14, 2023 to presentfactForm ADV
→ A•••• W•••••Registered adviserregistration: previous registration
Aug 22, 2017 to Nov 14, 2023factForm ADV

Dated events

Occurred
Nov 14, 2023
Advisor changed firm
C••••• P••••• N••• left A•••• W••••• for R•••• • G•••••• W••••• M••••••••• (registered 2023-11-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:95dff363-33a1-9275-fbb4-be165f72c102
First observed: Aug 22, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.