DFX Intelligence

S•••••• C• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

S•••••• C• D••••

Advisor at M••••• G•••• I••••••••• A•••••••• L••

ST. LOUIS, MO

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Search this name across graphsid dfx:ria:818a4050-203f-da43-7c14-834416d08aa4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 9, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• G•••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 4, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• G•••• I••••••••• A•••••••• L••	Independent wealth	Feb 7, 2020	n/a	yes	ST. LOUIS, MO	Current employment
M•••••• W••••• A•••••••	Former SEC adviser	Nov 5, 2015	Jul 3, 2018	no	ST. LOUIS, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••	M••••• G•••• I••••••••• A•••••••• L••	Dec 19, 2019	Feb 7, 2020	50	Firm change	Ibd to RIA
M•••••• W••••• A•••••••	M••••••	Jul 3, 2018	Nov 5, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
207512:140195:MO:2018-07-03	Jul 3, 2018	Nov 5, 2015	ST LOUIS, MO	Firm change after gap
250:129052:MO:2015-01-28	Jan 28, 2015	Jun 23, 2015	WEBSTER GROVES, MO	Firm change

Relationships

Registered with (5)

→ M••••• G•••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Feb 7, 2020 to presentfactForm ADV
→ M••••••Registered adviserregistration: previous registration
Nov 5, 2015 to Dec 19, 2019factForm ADV
→ M•••••• W••••• A•••••••Registered adviserregistration: previous registration
Nov 5, 2015 to Jul 3, 2018factForm ADV
→ P•• W••••• M•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:818a4050-203f-da43-7c14-834416d08aa4
First observed: Aug 9, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.