DFX Intelligence

K••• R••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

K••• R••••• M•••••••

Advisor at I•••••• M•••••• A•••••••• L••

Tabernash, CO

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Search this name across graphsid dfx:ria:818b3f8f-c939-6d06-ce0f-0ec236a22ee9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 15, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••• M•••••• A•••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Mar 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••• M•••••• A•••••••• L••	Other adviser	Feb 22, 2018	n/a	yes	Tabernash, CO	Current employment
M•• A•••••••• A• D••••••• O• F•••••••• M••• L••	Asset manager	Jan 7, 2011	Nov 24, 2017	no	BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• I••••••••• C•••••••••	F•••••••• S••••••••• C••••	Nov 24, 2017	Nov 11, 2009	-2,935	Channel change	Other
M•• A•••••••• A• D••••••• O• F•••••••• M••• L••	I•••••• M•••••• A•••••••• L••	Nov 24, 2017	Feb 22, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
105325:5009:PA:2017-11-20	Nov 24, 2017	Nov 11, 2009	PITTSBURGH, PA	Firm change after gap

Relationships

Registered with (5)

→ I•••••• M•••••• A•••••••• L••Registered adviserregistration: current employment
Feb 22, 2018 to presentfactForm ADV
→ F•••••••• I••••••••• C•••••••••Registered adviserregistration: previous registration
May 15, 2009 to Nov 24, 2017factForm ADV
→ M•• A•••••••• A• D••••••• O• F•••••••• M••• L••Registered adviserregistration: previous registration
Jan 7, 2011 to Nov 24, 2017factForm ADV
→ F•••••••• S••••••••• C••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:818b3f8f-c939-6d06-ce0f-0ec236a22ee9
First observed: May 15, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.