DFX Intelligence

G••• T••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

G••• T••••• G•••••

Advisor at U•• F•••••••• S••••••• I•••

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:819e5a41-c37b-1d48-7318-f4ee13d0a591

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jan 27, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Feb 28, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	Nov 21, 2025	n/a	yes	LOS ANGELES, CA	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Apr 26, 2023	Oct 22, 2025	no	Los Angeles, CA\|NEWPORT BEACH, CA\|LOS ANGELES, CA\|Los Angeles, CA\|Los Angeles, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	U•• F•••••••• S••••••• I•••	Oct 22, 2025	Nov 21, 2025	30	Firm change	Wirehouse to wirehouse
J••• M••••• P•••••• W••••• A••••••• L••	J••• M••••• S••••••••• L••	May 19, 2023	Apr 26, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
108559:79:CA:2023-05-19	May 19, 2023	Apr 26, 2023	LOS ANGELES, CA	Firm change
7691:108559:CA:2018-01-08	Jan 8, 2018	Dec 18, 2017	LOS ANGELES, CA	Firm change
19616:7691:CA:2015-06-15	Jun 15, 2015	Jul 30, 2015	LOS ANGELES, CA	Firm change

Relationships

Registered with (7)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: current employment
Nov 21, 2025 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Apr 26, 2023 to Oct 22, 2025factForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Dec 18, 2017 to May 19, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Oct 22, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:819e5a41-c37b-1d48-7318-f4ee13d0a591
First observed: Jan 27, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.