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RIA / WealthAdvisor11 years in industry

THOMAS STEVEN GLAMUZINA

Advisor at IEQ CAPITAL, LLC

FOSTER CITY, CA

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Search this name across graphsid dfx:ria:81a048b9-facf-c0e0-c036-87bdb8c56ebe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 10, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: IEQ CAPITAL, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 10, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Oct 10, 2014
First registration: Oct 10, 2014
Dual registered: no
Other names: Tom Glamuzina
IAPD individual key: 6054039

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
IEQ CAPITAL, LLC	Independent wealth	Jul 1, 2025	n/a	yes	FOSTER CITY, CA	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	May 29, 2024	Apr 6, 2025	no	San Francisco, CA\|Oakland, CA	Previous registration
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Former SEC adviser	Apr 8, 2020	Mar 19, 2025	no	San Francisco, CA	Previous registration
DYNASTY WEALTH MANAGEMENT, LLC	Asset manager	Apr 18, 2017	Apr 8, 2020	no	ST. PETERSBURG, FL	Previous registration
FORTIGENT, LLC	Former SEC adviser	Oct 10, 2014	Sep 30, 2015	no	FORT MILL, SC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	IEQ CAPITAL, LLC	Apr 6, 2025	Jul 1, 2025	86	Firm change	Wirehouse to RIA
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	J.P. MORGAN SECURITIES LLC	Mar 19, 2025	May 29, 2024	-294	Bulk transfer	Ibd to wirehouse
DYNASTY WEALTH MANAGEMENT, LLC	J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Apr 8, 2020	Apr 8, 2020	0	Firm change	Other
FORTIGENT, LLC	DYNASTY WEALTH MANAGEMENT, LLC	Sep 30, 2015	Apr 18, 2017	566	Firm change after gap	Other

Relationships

Registered with (5)

→ IEQ CAPITAL, LLCRegistered adviserregistration: current employment
Jul 1, 2025 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
May 29, 2024 to Apr 6, 2025factForm ADV
→ J.P. MORGAN PRIVATE WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Apr 8, 2020 to Mar 19, 2025factForm ADV
→ DYNASTY WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 18, 2017 to Apr 8, 2020factForm ADV
→ FORTIGENT, LLCRegistered adviserregistration: previous registration
Oct 10, 2014 to Sep 30, 2015factForm ADV

Dated events

Occurred
Apr 6, 2025
Advisor changed firm
Thomas Steven Glamuzina left J.P. Morgan Securities Llc for Ieq Capital, Llc (registered 2025-07-01)
Form ADVobserved 4 days ago