DFX Intelligence

S••••• H••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

S••••• H••• R•••••

Advisor at O•••••••••

ROANOKE, TX | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:81a22c7a-99f8-5b73-1c08-171dde4f564e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Nov 12, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Nov 11, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••••	Institutional manager	Feb 26, 2026	n/a	yes	ROANOKE, TX\|OVERLAND PARK, KS	Current employment
V•••••• A•••••••• I•••	Bd affiliated wealth	Feb 4, 2022	Mar 17, 2026	no	Roanoke, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•••••• A•••••••• I•••	O•••••••••	Mar 17, 2026	Feb 26, 2026	-19	Firm change	Other
N•••••• G•••• C••••••••• L••	V•••••• A•••••••• I•••	Jan 24, 2022	Feb 4, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
29722:140944:FL:2017-12-21	Dec 22, 2017	Jan 5, 2018	LAKE MARY, FL	Firm change

Relationships

Registered with (6)

→ O•••••••••Registered adviserregistration: current employment
Feb 26, 2026 to presentfactForm ADV
→ V•••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 4, 2022 to Mar 17, 2026factForm ADV
→ N•••••• G•••• C••••••••• L••Registered adviserregistration: previous registration
Jan 5, 2018 to Jan 24, 2022factForm ADV
→ N•••••• G•••• S••••••••• I•••

Dated events

Occurred
Mar 17, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 24, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:81a22c7a-99f8-5b73-1c08-171dde4f564e
First observed: Nov 12, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.