DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MIDLAND WEALTH MANAGEMENT
O'FALLON, MO | EFFINGHAM, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MIDLAND WEALTH MANAGEMENT | Other adviser | Apr 29, 2025 | n/a | yes | O'FALLON, MO|EFFINGHAM, IL | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jan 16, 2015 | Nov 24, 2021 | no | CLAYTON, MO|CLAYTON, MO | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Feb 27, 2014 | Dec 2, 2014 | no | CLAYTON, MS | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Oct 22, 2010 | Dec 18, 2013 | no | WELDON SPRING, MO | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Nov 13, 2009 | Oct 25, 2010 | no | ST. LOUIS, MO|ST LOUIS, MO|ST. LOUIS, MO|SAINT LOUIS, MO|ST. LOUIS, MO|ST. LOUIS, MO|CREVE COEUR, MO|ST. LOUIS, MO|HAZELWOOD, MO|CLAYTON, MO|BRIDGETON, MO|ST. LOUIS, MO|ST. LOUIS, MO|WARRENTON, MO|WENTZVILLE, MO | Previous registration |
| NATCITY INVESTMENTS, INC. | n/a | Sep 4, 2007 | Nov 13, 2009 | no | ST. LOUIS, MO|HAZELWOOD, MO|CLAYTON, MO|ST. LOUIS, MO|ST. PETERS, MO|BRIDGETON, MO|ST. LOUIS, MO|ST. LOUIS, MO|ST. LOUIS, MO|CREVE COEUR, MO|BRENTWOOD, MO|MAPLEWOOD, MO | Previous registration |
| WADDELL & REED | Former SEC adviser | Dec 7, 2005 | Jun 13, 2007 | no | EDMOND, OK|ST PETERS, MO|ST. PETERS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | MIDLAND WEALTH MANAGEMENT | Nov 24, 2021 | Apr 29, 2025 | 1,252 | Firm change after gap | Other |
| SECURITIES AMERICA ADVISORS, INC. | CETERA INVESTMENT ADVISERS LLC | Dec 18, 2013 | Feb 27, 2014 | 71 | Firm change | Other |
| PNC WEALTH MANAGEMENT | SECURITIES AMERICA ADVISORS, INC. | Oct 25, 2010 | Oct 22, 2010 | -3 | Firm change | Other |
| NATCITY INVESTMENTS, INC. | PNC WEALTH MANAGEMENT | Nov 13, 2009 | Nov 13, 2009 | 0 | Bulk transfer | Other |
| WADDELL & REED | NATCITY INVESTMENTS, INC. | Jun 13, 2007 | Sep 4, 2007 | 83 | Firm change | Other |